Williams Edward E 4/A

4/A · ESCALADE INC · Filed Mar 7, 2022

Form 4/AAmended

Period: 2022-03-02

Director

Transactions

Exercise/Conversion
Common Stock
2022-03-04+2,500→ 142,319 total
Exercise/Conversion
Common Stock
2022-03-04+1,666→ 143,985 total
Award
Restricted Stock Units
2022-03-02+5,000→ 5,000 total
Exp: 2024-03-02→ Common Stock (5,000 underlying)
Exercise/Conversion
Restricted Stock Units
2022-03-04−2,500→ 0 total
Exp: 2022-03-04→ Common Stock (2,500 underlying)
Exercise/Conversion
Restricted Stock Units
2022-03-04−1,666→ 1,667 total
Exp: 2023-03-04→ Common Stock (1,666 underlying)

Holdings

Footnotes (6)

[F1]Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
[F2]The reporting person is a general partner of KPW Family Limited Partnership.
[F3]Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
[F4]On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on March 2, 2023 and one half on March 2, 2024, provided that the reporting person remains a director of Escalade.
[F5]On March 4, 2020, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 4, 2021. The remaining 2,500 RSUs vested and settled on March 4, 2022, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.
[F6]On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as reported in this Form 4. The remaining 1,667 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.

Documents

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