Home/Filings/4/A/0001415889-22-002661
4/A//SEC Filing

Williams Edward E 4/A

Accession 0001415889-22-002661

CIK 0000033488other

Filed

Mar 6, 7:00 PM ET

Accepted

Mar 7, 4:35 PM ET

Size

15.0 KB

Accession

0001415889-22-002661

Insider Transaction Report

Form 4/AAmended
Period: 2022-03-02
Transactions
  • Exercise/Conversion

    Common Stock

    2022-03-04+2,500142,319 total
  • Exercise/Conversion

    Common Stock

    2022-03-04+1,666143,985 total
  • Award

    Restricted Stock Units

    2022-03-02+5,0005,000 total
    Exp: 2024-03-02Common Stock (5,000 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2022-03-042,5000 total
    Exp: 2022-03-04Common Stock (2,500 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2022-03-041,6661,667 total
    Exp: 2023-03-04Common Stock (1,666 underlying)
Holdings
  • Common Stock

    (indirect: By Partnership)
    289,487
Footnotes (6)
  • [F1]Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
  • [F2]The reporting person is a general partner of KPW Family Limited Partnership.
  • [F3]Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
  • [F4]On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which one half will vest on March 2, 2023 and one half on March 2, 2024, provided that the reporting person remains a director of Escalade.
  • [F5]On March 4, 2020, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 4, 2021. The remaining 2,500 RSUs vested and settled on March 4, 2022, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.
  • [F6]On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as reported in this Form 4. The remaining 1,667 RSUs will vest and settle on March 4, 2023, provided that the reporting person remains a director of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.

Issuer

ESCALADE INC

CIK 0000033488

Entity typeother

Related Parties

1
  • filerCIK 0001289071

Filing Metadata

Form type
4/A
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 4:35 PM ET
Size
15.0 KB