4//SEC Filing
Farrell David M 4
Accession 0001415889-22-002798
CIK 0001682325other
Filed
Mar 8, 7:00 PM ET
Accepted
Mar 9, 4:31 PM ET
Size
21.3 KB
Accession
0001415889-22-002798
Insider Transaction Report
Form 4
Farrell David M
CEO of Sherpa
Transactions
- Tax Payment
Common Stock
2022-03-08$3.61/sh−12,174$43,971→ 475,649 total - Exercise/Conversion
Restricted Stock Units
2022-03-08−41,799→ 270,000 total→ Common Stock (41,799 underlying) - Exercise/Conversion
Common Stock
2022-03-07+54,000→ 463,074 total - Exercise/Conversion
Common Stock
2022-03-08+41,799→ 487,823 total - Tax Payment
Common Stock
2022-03-07$3.70/sh−17,050$63,075→ 446,024 total - Tax Payment
Common Stock
2022-03-08$3.61/sh−4,582$16,541→ 486,791 total - Exercise/Conversion
Common Stock
2022-03-08+15,724→ 491,373 total - Exercise/Conversion
Restricted Stock Units
2022-03-07−54,000→ 311,799 total→ Common Stock (54,000 underlying) - Exercise/Conversion
Performance Restricted Stock Units
2022-03-08−15,724→ 31,698 total→ Common Stock (15,724 underlying)
Footnotes (9)
- [F1]54,000 restricted stock units vested on January 1, 2022. Common stock resulting from the vesting of these restricted stock units was issued on March 7, 2022. Restricted stock units convert into common stock on a one-for-one basis.
- [F2]17,050 shares of common stock were withheld for the payment of taxes applicable to the settlement of the restricted stock units.
- [F3]This transaction was executed in multiple trades at prices ranging from $3.59 to $3.78. The price reported above reflects a weighted average sale price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]41,799 restricted stock units vested on February 19, 2022. 31,799 were granted on February 10, 2022. 10,000 were granted on April 30, 2021. Common stock resulting from the vesting of all of these restricted stock units was issued on March 8, 2022. Restricted stock units convert into common stock on a one-for-one basis.
- [F5]12,174 shares of common stock were withheld for the payment of taxes applicable to the settlement of the restricted stock units.
- [F6]This transaction was executed in multiple trades at prices ranging from $3.54 to $3.72. The price reported above reflects a weighted average sale price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F7]15,724 performance-based restricted stock units vested on February 19, 2022. Common stock resulting from the vesting of these performance-based restricted stock units was issued on March 8, 2022. Performance-based restricted stock units convert on a one-for-one basis into common stock or the cash equivalent.
- [F8]4,582 shares of common stock were withheld for the payment of taxes applicable to the settlement of the restricted stock units.
- [F9]This transaction was executed in multiple trades at prices ranging from $3.54 to $3.72. The price reported above reflects a weighted average sale price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of issuer full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
GTY Technology Holdings Inc.
CIK 0001682325
Entity typeother
Related Parties
1- filerCIK 0001793761
Filing Metadata
- Form type
- 4
- Filed
- Mar 8, 7:00 PM ET
- Accepted
- Mar 9, 4:31 PM ET
- Size
- 21.3 KB