4//SEC Filing
Farrell David M 4
Accession 0001415889-22-002871
CIK 0001682325other
Filed
Mar 10, 7:00 PM ET
Accepted
Mar 11, 7:50 AM ET
Size
15.1 KB
Accession
0001415889-22-002871
Insider Transaction Report
Form 4
Farrell David M
CEO of Sherpa
Transactions
- Exercise/Conversion
Common Stock
2022-03-10+80,000→ 631,517 total - Exercise/Conversion
Restricted Stock Units
2022-03-09−90,000→ 180,000 total→ Common Stock (90,000 underlying) - Exercise/Conversion
Common Stock
2022-03-09+90,000→ 576,791 total - Tax Payment
Common Stock
2022-03-09$3.67/sh−25,274$92,852→ 551,517 total - Exercise/Conversion
Restricted Stock Units
2022-03-10−80,000→ 100,000 total→ Common Stock (80,000 underlying) - Tax Payment
Common Stock
2022-03-10$3.45/sh−26,202$90,371→ 605,315 total
Footnotes (6)
- [F1]90,000 restricted stock units vested on February 19, 2022. Common stock resulting from the vesting of these restricted stock units was issued on March 9, 2022. Restricted stock units convert into common stock on a one-for-one basis.
- [F2]25,274 shares of common stock were withheld for the payment of taxes applicable to the settlement of the restricted stock units.
- [F3]This transaction was executed in multiple trades at prices ranging from $3.62 to $3.76. The price reported above reflects a weighted average sale price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]80,000 restricted stock units vested on February 19, 2022. Common stock resulting from the vesting of these restricted stock units was issued on March 10, 2022. Restricted stock units convert into common stock on a one-for-one basis.
- [F5]26,202 shares of common stock were withheld for the payment of taxes applicable to the settlement of the restricted stock units.
- [F6]This transaction was executed in multiple trades at prices ranging from $3.40 to $3.55. The price reported above reflects a weighted average sale price. The reporting person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer or a security holder of issuer full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
GTY Technology Holdings Inc.
CIK 0001682325
Entity typeother
Related Parties
1- filerCIK 0001793761
Filing Metadata
- Form type
- 4
- Filed
- Mar 10, 7:00 PM ET
- Accepted
- Mar 11, 7:50 AM ET
- Size
- 15.1 KB