Makharia Rohit 4
4 · SES AI Corp · Filed Dec 16, 2022
Insider Transaction Report
Form 4
SES AI CorpSES
Makharia Rohit
Pres. & Chief Op. Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2022-12-15$0.16/sh+12,900$2,064→ 12,900 total - Sale
Class A Common Stock
2022-12-15$4.30/sh−12,900$55,492→ 0 total - Exercise/Conversion
Stock Option
2022-12-15−12,900→ 6,676,486 totalExercise: $0.16Exp: 2031-02-28→ Class A Common Stock (12,900 underlying) - Exercise/Conversion
Class A Common Stock
2022-12-14$0.16/sh+70,469$11,275→ 70,469 total - Sale
Class A Common Stock
2022-12-15$4.18/sh−70,469$294,448→ 0 total - Exercise/Conversion
Stock Option
2022-12-14−70,469→ 6,689,386 totalExercise: $0.16Exp: 2031-02-28→ Class A Common Stock (70,469 underlying)
Footnotes (3)
- [F1]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.15 to $4.29, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F3]Reflects options granted on March 1, 2021 that vested 25% on the first anniversary of the grant date and will continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on each vesting date.