Natera, Inc.|4Jan 10, 9:05 PM ET

Schueren Robert Alan 4

4 · Natera, Inc. · Filed Jan 10, 2023

Form 4

Period: 2023-01-07

Chief Operating Officer

Transactions

Sale
Common Stock
2023-01-09$37.62/sh−2,244$84,419→ 7,886 total
Exercise/Conversion
Common Stock
2023-01-10$13.01/sh+3,938$51,233→ 11,824 total
Exercise/Conversion
Stock Option (right to buy)
2023-01-10−3,938→ 38,134 total
Exercise: $13.01Exp: 2029-01-10→ Common Stock (3,938 underlying)
Exercise/Conversion
Common Stock
2023-01-07+3,985→ 10,130 total
Exercise/Conversion
Restricted Stock Unit
2023-01-07−3,985→ 0 total
→ Common Stock (3,985 underlying)

Holdings

Footnotes (5)

[F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
[F2]The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.
[F3]The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
[F4]The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.
[F5]The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.

Documents

1 file