Home/Filings/4/0001415889-23-003216
4//SEC Filing

Windes Richard 4

Accession 0001415889-23-003216

CIK 0000916907other

Filed

Feb 22, 7:00 PM ET

Accepted

Feb 23, 6:08 PM ET

Size

14.4 KB

Accession

0001415889-23-003216

Insider Transaction Report

Form 4
Period: 2023-02-21
Windes Richard
EVP-CHIEF LENDING OFFICER
Transactions
  • Award

    Common Stock

    2023-02-21+7502,950 total
  • Award

    Stock Option (Right to Buy)

    2023-02-21+2,5002,500 total
    Exercise: $46.94Exp: 2033-02-21Common Stock (2,500 underlying)
Holdings
  • Stock Option (Right to Buy)

    Exercise: $53.82Exp: 2032-02-03Common Stock (1,500 underlying)
    1,500
  • Stock Option (Right to Buy)

    Exercise: $37.40Exp: 2030-02-18Common Stock (2,000 underlying)
    2,000
  • Common Stock

    (indirect: By 401(k))
    1,224.75
  • Stock Option (Right to Buy)

    Exercise: $34.91Exp: 2031-02-10Common Stock (3,000 underlying)
    3,000
  • Stock Option (Right to Buy)

    Exercise: $34.35Exp: 2029-01-04Common Stock (2,000 underlying)
    2,000
Footnotes (7)
  • [F1]The shares are scheduled to vest over a five-year period beginning February 9, 2024, with up to 20% of the shares vesting on that date and on each of the next four anniversaries of that date based on the extent to which the Company's annualized return on average assets over the 12 calendar quarters ending immediately prior to the applicable vesting date exceeds a threshold level.
  • [F2]Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report.
  • [F3]The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/21/24. Each remaining installment vests annually thereafter.
  • [F4]The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/3/23. Each remaining installment vests annually thereafter.
  • [F5]The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter.
  • [F6]The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/18/21. Each remaining installment vests annually thereafter.
  • [F7]The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/4/20. Each remaining installment vests annually thereafter.

Issuer

SOUTHERN MISSOURI BANCORP, INC.

CIK 0000916907

Entity typeother

Related Parties

1
  • filerCIK 0001740419

Filing Metadata

Form type
4
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 6:08 PM ET
Size
14.4 KB