Wawrin Stephen 4

Accession 0001415889-23-004324

CIK 0000033488other

View on SEC.gov Company Profile

Filed

Mar 5, 7:00 PM ET

Accepted

Mar 6, 4:56 PM ET

Size

18.1 KB

Accession

0001415889-23-004324

Insider Transaction Report

Form 4

Period: 2023-03-02

ESCALADE INCESCA

Wawrin Stephen

CHIEF FINANCIAL OFFICER

Transactions

Exercise/Conversion
Common Stock
2023-03-02+2,500→ 32,500 total
Exercise/Conversion
Common Stock
2023-03-04+1,032→ 33,532 total
Exercise/Conversion
Common Stock
2023-03-04+3,667→ 37,199 total
Exercise/Conversion
Restricted Stock Units
2023-03-02−2,500→ 5,000 total
Exp: 2025-03-02→ Common Stock (2,500 underlying)
Exercise/Conversion
Restricted Stock Units
2023-03-04−3,667→ 0 total
Exp: 2023-03-04→ Common Stock (3,667 underlying)
Exercise/Conversion
Restricted Stock Units
2023-03-04−1,032→ 1,032 total
Exp: 2024-03-04→ Common Stock (1,032 underlying)
Award
Restricted Stock Units
2023-03-03+8,331→ 8,331 total
Exp: 2026-03-03→ Common Stock (8,331 underlying)

Footnotes (6)

[F1]Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
[F2]Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
[F3]On March 2, 2022, the reporting person was granted 7,500 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 2, 2023, as reported on this Form 4. One half of the remaining 5,000 RSUs will vest on March 2, 2024 and the other half will vest on March 2, 2025, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.
[F4]On March 4, 2020, the reporting person was granted 11,000 RSUs pursuant to the Escalade 2017 Plan, of which 7,333 RSUs previously vested and settled, as previously reported. The remaining 3,667 RSUs vested on March 4, 2023 and settled on March 6, 2023, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.
[F5]On March 4, 2021, the reporting person was granted 3,095 RSUs pursuant to the Escalade 2017 Plan, of which 1,031 RSUs vested and settled on March 4, 2022, as previously reported. Of the remaining 2,064 RSUs, 1,032 vested on March 4, 2023 and settled on March 6, 2023, as reported on this Form 4, and the other half will vest on March 4, 2024, provided that the reporting person remains an officer of Escalade as of such vesting date. All RSUs settle in shares of ESCA common stock.
[F6]On March 3, 2023, the reporting person was granted 8,331 RSUs pursuant to the Escalade 2017 Plan, of which one third will vest on March 3, 2024, one third on March 3, 2025 and one third on March 3, 2026, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.

Documents

1 file

4
form4-03062023_090332.xmlPrimary

Issuer

ESCALADE INC

CIK 0000033488

→

Entity typeother

Related Parties

filerCIK 0001626624

Filing Metadata

Form type: 4
Filed: Mar 5, 7:00 PM ET
Accepted: Mar 6, 4:56 PM ET
Size: 18.1 KB

View on SEC.gov