4//SEC Filing
Baalmann Richard Fenton JR 4
Accession 0001415889-23-004330
CIK 0000033488other
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 5:00 PM ET
Size
11.5 KB
Accession
0001415889-23-004330
Insider Transaction Report
Form 4
ESCALADE INCESCA
Baalmann Richard Fenton JR
Director
Transactions
- Exercise/Conversion
Common Stock
2023-03-04+1,667→ 110,469 total - Exercise/Conversion
Restricted Stock Units
2023-03-02−2,500→ 2,500 totalExp: 2024-03-02→ Common Stock (2,500 underlying) - Exercise/Conversion
Common Stock
2023-03-02+2,500→ 108,802 total - Exercise/Conversion
Restricted Stock Units
2023-03-04−1,667→ 0 totalExp: 2023-03-04→ Common Stock (1,667 underlying)
Footnotes (4)
- [F1]Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
- [F2]Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
- [F3]On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 2, 2023, as reported on this Form 4. The remaining 2,500 RSUs will vest on March 2, 2024, provided that the reporting person remains a director of Escalade. All RSUs settle in shares of ESCA common stock.
- [F4]On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as previously reported. The remaining 1,667 RSUs vested on March 4, 2023 and settled on March 6, 2023, as reported in this Form 4. All RSUs settle in shares of ESCA common stock.
Documents
Issuer
ESCALADE INC
CIK 0000033488
Entity typeother
Related Parties
1- filerCIK 0001356214
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 5:00 PM ET
- Size
- 11.5 KB