Franklin Katherine F. 4
4 · ESCALADE INC · Filed Mar 6, 2023
Insider Transaction Report
Form 4
ESCALADE INCESCA
Franklin Katherine F.
Director
Transactions
- Exercise/Conversion
Common Stock
2023-03-04+1,667→ 17,758 total - Exercise/Conversion
Restricted Stock Units
2023-03-04−1,667→ 0 totalExp: 2023-03-04→ Common Stock (1,667 underlying) - Exercise/Conversion
Common Stock
2023-03-02+2,500→ 16,091 total - Exercise/Conversion
Restricted Stock Units
2023-03-02−2,500→ 2,500 totalExp: 2024-03-02→ Common Stock (2,500 underlying)
Footnotes (4)
- [F1]Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
- [F2]Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
- [F3]On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 vested and settled on March 2, 2023, as reported on this Form 4. The remaining 2,500 RSUs will vest on March 2, 2024, provided that the reporting person remains a director of Escalade. All RSUs settle in shares of ESCA common stock.
- [F4]On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as previously reported. The remaining 1,667 RSUs vested on March 4, 2023 and settled on March 6 2023, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.