Home/Filings/4/0001415889-23-004332
4//SEC Filing

Franklin Katherine F. 4

Accession 0001415889-23-004332

CIK 0000033488other

Filed

Mar 5, 7:00 PM ET

Accepted

Mar 6, 5:03 PM ET

Size

11.5 KB

Accession

0001415889-23-004332

Insider Transaction Report

Form 4
Period: 2023-03-02
Transactions
  • Exercise/Conversion

    Common Stock

    2023-03-04+1,66717,758 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-03-041,6670 total
    Exp: 2023-03-04Common Stock (1,667 underlying)
  • Exercise/Conversion

    Common Stock

    2023-03-02+2,50016,091 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-03-022,5002,500 total
    Exp: 2024-03-02Common Stock (2,500 underlying)
Footnotes (4)
  • [F1]Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
  • [F2]Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
  • [F3]On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 vested and settled on March 2, 2023, as reported on this Form 4. The remaining 2,500 RSUs will vest on March 2, 2024, provided that the reporting person remains a director of Escalade. All RSUs settle in shares of ESCA common stock.
  • [F4]On March 4, 2021, the reporting person was granted 3,333 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 4, 2022, as previously reported. The remaining 1,667 RSUs vested on March 4, 2023 and settled on March 6 2023, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.

Issuer

ESCALADE INC

CIK 0000033488

Entity typeother

Related Parties

1
  • filerCIK 0001812157

Filing Metadata

Form type
4
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 5:03 PM ET
Size
11.5 KB