4//SEC Filing
Baack Jerry J. 4
Accession 0001415889-23-004796
CIK 0001341317other
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 5:47 PM ET
Size
14.4 KB
Accession
0001415889-23-004796
Insider Transaction Report
Form 4
Baack Jerry J.
DirectorCEO
Transactions
- Exercise/Conversion
Common Stock
2023-03-09$3.00/sh+35,000$105,000→ 1,253,038 total - Exercise of In-Money
Option to buy
2023-03-09−35,000→ 0 totalExercise: $3.00Exp: 2023-12-31→ Common Stock (35,000 underlying)
Holdings
- 1,000(indirect: By Children)
Common Stock
- 1,000(indirect: By Children)
Common Stock
- 150,000
Option to buy
Exercise: $7.47Exp: 2027-09-30→ Common Stock (150,000 underlying) - 65,000
Option to buy
Exercise: $12.92Exp: 2029-12-06→ Common Stock (65,000 underlying) - 4,200(indirect: By Children)
Common Stock
- 1,000(indirect: By Children)
Common Stock
- 100,000
Option to buy
Exercise: $17.50Exp: 2032-02-01→ Common Stock (100,000 underlying)
Footnotes (6)
- [F1]Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.
- [F2]Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.
- [F3]Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.
- [F4]Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.
- [F5]Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019.
- [F6]Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.
Documents
Issuer
Bridgewater Bancshares Inc
CIK 0001341317
Entity typeother
Related Parties
1- filerCIK 0001733126
Filing Metadata
- Form type
- 4
- Filed
- Mar 12, 8:00 PM ET
- Accepted
- Mar 13, 5:47 PM ET
- Size
- 14.4 KB