Baack Jerry J. 4

4 · Bridgewater Bancshares Inc · Filed Mar 13, 2023

Form 4

Period: 2023-03-09

DirectorCEO

Transactions

Exercise/Conversion
Common Stock
2023-03-09$3.00/sh+35,000$105,000→ 1,253,038 total
Exercise of In-Money
Option to buy
2023-03-09−35,000→ 0 total
Exercise: $3.00Exp: 2023-12-31→ Common Stock (35,000 underlying)

Holdings

Common Stock
(indirect: By Children)
1,000
Common Stock
(indirect: By Children)
1,000
Option to buy
Exercise: $7.47Exp: 2027-09-30→ Common Stock (150,000 underlying)
150,000
Option to buy
Exercise: $12.92Exp: 2029-12-06→ Common Stock (65,000 underlying)
65,000
Common Stock
(indirect: By Children)
4,200
Common Stock
(indirect: By Children)
1,000
Option to buy
Exercise: $17.50Exp: 2032-02-01→ Common Stock (100,000 underlying)
100,000

Footnotes (6)

[F1]Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.
[F2]Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.
[F3]Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.
[F4]Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.
[F5]Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019.
[F6]Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.

Documents

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