4//SEC Filing
Fleming Katherine E. 4
Accession 0001415889-23-005525
CIK 0001362190other
Filed
Mar 27, 8:00 PM ET
Accepted
Mar 28, 6:22 PM ET
Size
9.7 KB
Accession
0001415889-23-005525
Insider Transaction Report
Form 4
AUDIOEYE INCAEYE
Fleming Katherine E.
Director
Transactions
- Award
Common Stock
2023-03-24$4.05/sh+459$1,858→ 688 total - Award
Common Stock
2023-03-24+774→ 1,462 total - Award
Common Stock
2023-03-24$3.88/sh+229$888→ 229 total
Footnotes (3)
- [F1]Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2020 Equity Incentive Plan (the "Plan") in lieu of prorated non-employee director quarterly cash compensation of $888, which RSUs vested on the grant date and will be settled on the earlier of (i) the third anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, and (iii) the calendar year following the year of death, with payment being made in no case later than the end of the year following the year of death.
- [F2]Reflects the grant of RSUs under the Plan, in lieu of prorated non-employee director annual cash compensation of $1,858, which RSUs will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.
- [F3]Reflects the grant of RSUs under the Plan that represents the prorated annual equity award to non-employee directors that will vest on the earlier of (a) one year following the date of the grant or (b) immediately prior to the next annual meeting of stockholders following the date of grant, provided the director's service has not terminated prior to such date. Any of these vested RSUs will be settled on the earlier of (i) the 7th anniversary of the grant date, (ii) immediately prior to the closing of a change in control, but in no case later than 90 days following the change in control, or (iii) the calendar year following the year of death, with payment made no later than the end of the year following the year of death.
Documents
Issuer
AUDIOEYE INC
CIK 0001362190
Entity typeother
Related Parties
1- filerCIK 0001843722
Filing Metadata
- Form type
- 4
- Filed
- Mar 27, 8:00 PM ET
- Accepted
- Mar 28, 6:22 PM ET
- Size
- 9.7 KB