Johnson James S. 4
4 · Bridgewater Bancshares Inc · Filed Apr 3, 2023
Insider Transaction Report
Form 4
Johnson James S.
Director
Transactions
- Exercise of In-Money
Option to buy
2023-03-30−40,000→ 0 totalExercise: $3.00Exp: 2023-12-31→ Common Stock (40,000 underlying) - Award
Common Stock
2023-03-31+1,768→ 100,962 total - Exercise/Conversion
Common Stock
2023-03-30$3.00/sh+40,000$120,000→ 99,194 total
Holdings
- 69,250(indirect: By Trust)
Common Stok
- 76,750(indirect: By Trust)
Common Stock
- 10,417(indirect: By Spouse)
Common Stock
Footnotes (4)
- [F1]Shares of common stock are held by Mr. Johnson as co-trustee of the James S. Johnson Trust, dated May 28, 2015. Mr. Johnson possesses shared voting and investment power with respect to the shares of common stock held under the James S. Johnson Trust dated May 28, 2015.
- [F2]Shares of common stock are held by Mr. Johnson as co-trustee of the Jolynn Johnson Trust dated May 28, 2015. Mr. Johnson possesses shared voting and investment power with respect to the shares of common stock held under the Jolynn Johnson Trust dated May 28, 2015.
- [F3]Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.
- [F4]Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.