Marleau Hubert 4
4 · Riot Platforms, Inc. · Filed Apr 4, 2023
Insider Transaction Report
Form 4
Marleau Hubert
Director
Transactions
- Tax Payment
Common Stock
2023-04-01$9.99/sh−13,930$139,161→ 79,025 total
Footnotes (1)
- [F1]Shares surrendered to the Issuer, in accordance with Rule 16b-3 under the Exchange Act, to cover tax liabilities incident to the vesting of 27,860 restricted shares of the Issuer's Common Stock previously issued to the Reporting Person as restricted stock awards granted under the Issuer's equity incentive plan (the "Plan"), as previously reported on Form 4 by the Reporting Person. Pursuant to the equity award agreements between the Issuer and the Reporting Person covering such awards, vested shares may be surrendered to the Issuer by the Reporting Person to cover applicable taxes incurred in connection with the vesting of such shares, as authorized and approved by the Issuer's Compensation and Human Resources Committee, which administers the Plan.