Juran David B. 4

4 · Bridgewater Bancshares Inc · Filed Apr 7, 2023

Form 4

Period: 2023-04-06

Director

Transactions

Exercise/Conversion
Common Stock
2023-04-06$3.00/sh+40,000$120,000→ 1,330,744 total
Exercise of In-Money
Option to buy
2023-04-06−40,000→ 0 total
Exercise: $3.00Exp: 2023-12-31→ Common Stock (40,000 underlying)

Holdings

Footnotes (6)

[F1]Shares of common stock are held by Mr. Juran as co-trustee of a Marital Trust dated June 18, 2002. Mr. Juran possesses shared voting and investment power with respect to the shares of common stock held under the trust.
[F2]Shares of common stock are held by Mr. Juran as co-trustee of a Residuary Trust dated June 18, 2002. Mr. Juran possesses shared voting and investment power with respect to the shares of common stock held under the trust.
[F3]Mr. Juran is attorney-in-fact for a trustee who holds 8,532 shares of common stock as trustee of the Revocable Trust dated January 31, 2014. Mr. Juran is not a trustee of the trust, however Mr. Juran may possess investment power with respect to the shares of common stock held under the trust.
[F4]Shares of common stock are held by Mr. Juran as trustee of a Revocable Trust dated September 17, 2018
[F5]Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.
[F6]Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.

Documents

1 file