Sharpe Robert Francis JR 4
4 · AMERIPRISE FINANCIAL INC · Filed Apr 28, 2023
Insider Transaction Report
Form 4
Sharpe Robert Francis JR
Director
Transactions
- Award
Phantom Stock (Annual)
2023-04-26+649.55→ 37,168.793 total→ Common Stock (649.55 underlying) - Gift
Common Stock
2023-04-27−75→ 3,625 total
Holdings
- 1,180(indirect: By Trust)
Common Stock
- 16,500(indirect: By Trust)
Common Stock
- 1,650(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.
- [F2]Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
- [F3]Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.