Place Nicholas L. 4
4 · Bridgewater Bancshares Inc · Filed May 2, 2023
Insider Transaction Report
Form 4
Place Nicholas L.
CHIEF BANKING OFFICER
Transactions
- Exercise/Conversion
Common Stock
2023-05-01$3.58/sh+10,000$35,800→ 103,553 total - Exercise of In-Money
option to buy
2023-05-01−10,000→ 10,000 totalExercise: $3.58Exp: 2024-12-31→ Common Stock (10,000 underlying)
Holdings
- 7,500(indirect: By Spouse)
Common Stock
- 21,000
option to buy
Exercise: $12.92Exp: 2029-12-06→ Common Stock (21,000 underlying) - 150,000
option to buy
Exercise: $7.47Exp: 2027-09-30→ Common Stock (150,000 underlying) - 50,000
option to buy
Exercise: $17.50Exp: 2032-02-01→ Common Stock (50,000 underlying)
Footnotes (6)
- [F1]Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.
- [F2]Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2015.
- [F3]Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.
- [F4]Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.
- [F5]Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019.
- [F6]Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.