Auwaerter Paul Gisbert 4
4 · CAPRICOR THERAPEUTICS, INC. · Filed Jul 13, 2023
Insider Transaction Report
Form 4
Auwaerter Paul Gisbert
Director
Transactions
- Award
Stock Option (Right to Buy)
2023-07-11+115,000→ 115,000 totalExercise: $4.47Exp: 2033-07-11→ Common Stock (115,000 underlying)
Footnotes (1)
- [F1]The shares vest 25% on the first anniversary of the first day of the month following the Grant Date, with the remainder to vest at the rate of 1/36 per month thereafter. The option is subject to early exercise and, therefore, all or any part of the option can be exercised at any time. If the reporting person elects to take advantage of the early exercise feature and purchase shares prior to the vesting of such shares, the shares will be deemed restricted stock and will be subject to a repurchase option in favor of the Issuer if the reporting person's service to the Issuer terminates prior to vesting.