MAITLAND TRACY V 4
4 · ADVENT CONVERTIBLE & INCOME FUND · Filed Jul 18, 2023
Insider Transaction Report
Form 4
MAITLAND TRACY V
DirectorChairman, President & CEOOther
Transactions
- Sale
Common Stock
2023-07-14$11.68/sh−30,000$350,310→ 70,298 total(indirect: By LLC) - Sale
Common Stock
2023-07-17$11.68/sh−10,000$116,780→ 60,298 total(indirect: By LLC) - Sale
Common Stock
2023-07-18$11.72/sh−19,048$223,191→ 41,250 total
Footnotes (2)
- [F1]Common Shares disposed of Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
- [F2]Totals include 41,250 shares which are directly held by Mr. Maitland.