4//SEC Filing
Gotwals Philip J 4
Accession 0001415889-23-011420
CIK 0001133869other
Filed
Jul 23, 8:00 PM ET
Accepted
Jul 24, 5:10 PM ET
Size
6.0 KB
Accession
0001415889-23-011420
Insider Transaction Report
Form 4
Gotwals Philip J
Director
Transactions
- Award
Stock Option (Right to Buy)
2023-07-21+115,000→ 115,000 totalExercise: $4.55Exp: 2033-07-21→ Common Stock (115,000 underlying)
Footnotes (1)
- [F1]The shares vest 25% on the first anniversary of the first day of the month following the Grant Date, with the remainder to vest at the rate of 1/36 per month thereafter. The option is subject to early exercise and, therefore, all or any part of the option can be exercised at any time. If the reporting person elects to take advantage of the early exercise feature and purchase shares prior to the vesting of such shares, the shares will be deemed restricted stock and will be subject to a repurchase option in favor of the Issuer if the reporting person's service to the Issuer terminates prior to vesting.
Documents
Issuer
CAPRICOR THERAPEUTICS, INC.
CIK 0001133869
Entity typeother
Related Parties
1- filerCIK 0001982655
Filing Metadata
- Form type
- 4
- Filed
- Jul 23, 8:00 PM ET
- Accepted
- Jul 24, 5:10 PM ET
- Size
- 6.0 KB