Son Yongkyu 4
4 · SES AI Corp · Filed Aug 17, 2023
Insider Transaction Report
Form 4
SES AI CorpSES
Son Yongkyu
Chief Technology Officer
Transactions
- Sale
Class A Common Stock
2023-08-15$2.12/sh−99,576$210,683→ 583,862 total - Exercise/Conversion
Stock Option (Right to Buy)
2023-08-15−99,576→ 137,735 totalExercise: $0.07Exp: 2026-08-14→ Class A Common Stock (99,576 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2023-08-16−137,735→ 0 totalExercise: $0.07Exp: 2026-08-14→ Class A Common Stock (137,735 underlying) - Exercise/Conversion
Class A Common Stock
2023-08-15$0.07/sh+99,576$6,970→ 683,438 total - Exercise/Conversion
Class A Common Stock
2023-08-16$0.07/sh+137,735$9,641→ 721,597 total - Sale
Class A Common Stock
2023-08-16$2.13/sh−137,735$293,472→ 583,862 total
Footnotes (4)
- [F1]Includes shares of Class A Common Stock underlying restricted stock units, which are subject to forfeiture until they vest.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.11 to $2.135, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F3]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.09 to $2.225, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F4]Reflects fully vested options granted on August 15, 2016, subject to the Reporting Person's continued service on the vesting date.