Makharia Rohit 4
4 · SES AI Corp · Filed Aug 25, 2023
Insider Transaction Report
Form 4
SES AI CorpSES
Makharia Rohit
Pres. & Chief Op. Officer
Transactions
- Sale
Class A Common Stock
2023-08-23$2.13/sh−208,810$444,222→ 104,603 total - Exercise/Conversion
Class A Common Stock
2023-08-23$0.16/sh+208,810$33,410→ 313,413 total - Exercise/Conversion
Stock Option (Right to Buy)
2023-08-23−208,810→ 6,467,676 totalExercise: $0.16Exp: 2031-02-28→ Class A Common Stock (208,810 underlying)
Footnotes (3)
- [F1]Includes 104,603 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.
- [F2]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.07 to $2.175, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F3]Reflects options granted on March 1, 2021 that vested 25% on the first anniversary of the grant date and will continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on each vesting date.