Home/Filings/4/0001415889-23-013031
4//SEC Filing

Kelliher Mike 4

Accession 0001415889-23-013031

CIK 0001133869other

Filed

Sep 5, 8:00 PM ET

Accepted

Sep 6, 6:03 PM ET

Size

6.0 KB

Accession

0001415889-23-013031

Insider Transaction Report

Form 4
Period: 2023-09-01
Transactions
  • Award

    Stock Option (Right to Buy)

    2023-09-01+115,000115,000 total
    Exercise: $6.61Exp: 2033-09-01Common Stock (115,000 underlying)
Footnotes (1)
  • [F1]The shares vest 25% on the first anniversary of the first day of the month following the Grant Date, with the remainder to vest at the rate of 1/36 per month thereafter. The option is subject to early exercise and, therefore, all or any part of the option can be exercised at any time. If the reporting person elects to take advantage of the early exercise feature and purchase shares prior to the vesting of such shares, the shares will be deemed restricted stock and will be subject to a repurchase option in favor of the Issuer if the reporting person's service to the Issuer terminates prior to vesting.

Issuer

CAPRICOR THERAPEUTICS, INC.

CIK 0001133869

Entity typeother

Related Parties

1
  • filerCIK 0001987188

Filing Metadata

Form type
4
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 6:03 PM ET
Size
6.0 KB