4//SEC Filing
NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC 4
Accession 0001415889-23-015577
CIK 0000022701other
Filed
Nov 28, 7:00 PM ET
Accepted
Nov 29, 4:02 PM ET
Size
32.8 KB
Accession
0001415889-23-015577
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock
2023-08-21$1.05/sh−50,000$52,740→ 1,475,939 total(indirect: By LLC) - Sale
Common Stock
2023-06-14$1.42/sh−5,306$7,535→ 1,581,249 total(indirect: By LLC) - Other
Common Stock
2023-11-03−301,587→ 1,149,352 total(indirect: By LLC) - Sale
Common Stock
2023-11-15$0.65/sh−9,616$6,298→ 1,137,136 total(indirect: By LLC) - Sale
Common Stock
2023-06-15$1.40/sh−5,310$7,434→ 1,575,939 total(indirect: By LLC) - Sale
Common Stock
2023-08-14$1.12/sh−50,000$55,945→ 1,525,939 total(indirect: By LLC) - Sale
Common Stock
2023-09-12$1.04/sh−2,900$3,016→ 1,473,039 total(indirect: By LLC) - Sale
Common Stock
2023-09-13$1.01/sh−22,100$22,321→ 1,450,939 total(indirect: By LLC) - Sale
Common Stock
2023-06-12$1.45/sh−16,867$24,457→ 1,597,571 total(indirect: By LLC) - Sale
Common Stock
2023-06-13$1.46/sh−11,016$16,083→ 1,586,555 total(indirect: By LLC) - Sale
Common Stock
2023-11-16$0.62/sh−4,630$2,859→ 1,132,506 total(indirect: By LLC) - Sale
Common Stock
2023-11-14$0.68/sh−2,600$1,758→ 1,146,752 total(indirect: By LLC) - Sale
Common Stock
2023-11-17$0.62/sh−4,600$2,839→ 1,127,906 total(indirect: By LLC) - Sale
Common Stock
2023-11-20$0.61/sh−2,488$1,518→ 1,125,418 total(indirect: By LLC)
Holdings
- 12,500
Common Stock
Footnotes (14)
- [F1]Reflects the weighted average price of 16,867 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 12, 2023 with sale prices ranging from $1.43 to $1.455 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F10]Reflects the weighted average price of 2,600 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 14, 2023 with sale prices ranging from $0.67 to $0.68 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F11]Reflects the weighted average price of 9,616 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 15, 2023 with sale prices ranging from $0.64 to $0.6849 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F12]Reflects the weighted average price of 4,630 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 16, 2023 with sale prices ranging from $0.6111 to $0.6200 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F13]Reflects the weighted average price of 4,600 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 17, 2023 with sale prices ranging from $0.6000 to $0.6310 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F14]Reflects the weighted average price of 2,488 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 20, 2023 with sale prices ranging from $0.605 to $0.620 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Reflects the weighted average price of 11,016 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 13, 2023 with sale prices ranging from $1.42 to $1.53 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Reflects the weighted average price of 5,306 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 14, 2023 with sale prices ranging from $1.39 to $1.44 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F4]Reflects the weighted average price of 5,310 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 15, 2023 with sale prices ranging from $1.38 to $1.43 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F5]Reflects the weighted average price of 50,000 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on August 14, 2023 with sale prices ranging from $1.06 to $1.22 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F6]Reflects the weighted average price of 50,000 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on August 21, 2023 with sale prices ranging from $1.03 to $1.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F7]Reflects the weighted average price of 2,900 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on September 12, 2023 with sale prices ranging from $1.03 to $1.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F8]Reflects the weighted average price of 22,100 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on September 13, 2023 with sale prices ranging from $0.92 to $1.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F9]As previously reported on the Form 4 filed by the reporting person on April 4, 2022, the reporting person had 301,587 shares of the issuer's common stock (the "Escrowed Shares") held in escrow by a third-party escrow agent in connection with a merger (the "Merger") between the issuer and Pineapple Energy, LLC that closed on March 28, 2022. This Form 4 is being filed to report that the Escrowed Shares were released and distributed according to the terms of an escrow agreement that was entered into on the closing date of the Merger by and among the issuer and certain Pineapple shareholders.
Documents
Issuer
Pineapple Energy Inc.
CIK 0000022701
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001920590
Filing Metadata
- Form type
- 4
- Filed
- Nov 28, 7:00 PM ET
- Accepted
- Nov 29, 4:02 PM ET
- Size
- 32.8 KB