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4//SEC Filing

BLAKE CHRISTOPHER D 4

Accession 0001415889-23-015662

CIK 0001102112other

Filed

Nov 29, 7:00 PM ET

Accepted

Nov 30, 9:44 PM ET

Size

13.1 KB

Accession

0001415889-23-015662

Insider Transaction Report

Form 4
Period: 2023-11-30
BLAKE CHRISTOPHER D
Subsid Pres, E. Region, PWB
Transactions
  • Disposition to Issuer

    Depositary Shares of Series A Preferred Stock

    2023-11-308,0000 total
  • Disposition to Issuer

    Common Stock

    2023-11-302220 total(indirect: By Spouse)
  • Disposition to Issuer

    Common Stock

    2023-11-302810 total(indirect: By IRA)
  • Disposition to Issuer

    Common Stock

    2023-11-3084,7790 total
  • Disposition to Issuer

    Common Stock

    2023-11-3024,8130 total(indirect: By Trust)
Footnotes (6)
  • [F1]Includes restricted stock awards of 30,261 shares of Issuer's common stock (the "Issuer RSAs").
  • [F2]Disposed of pursuant to the Agreement and Plan of Merger, dated July 25, 2023, by and among Issuer, Banc of California, Inc. ("BANC"), and Cal Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, at the effective time (the "Effective Time") of the merger between Issuer and Cal Merger Sub, Inc. (the "Merger"), each share of Issuer common stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive 0.6569 shares of BANC common stock (the "Merger Consideration"). All fractional shares were paid in cash. The Merger closed on November 30, 2023.
  • [F3]Pursuant to the Merger Agreement, at the Effective Time, the Issuer RSAs were assumed by BANC and converted into the right to receive (without interest) the Merger Consideration in respect of each share of Issuer common stock subject to such Issuer RSAs immediately prior to the Effective Time with the same terms and conditions as were applicable under such Issuer RSAs immediately prior to the Effective Time (including vesting terms), with any fractional shares rounded to the nearest whole share of BANC common stock.
  • [F4]As a result of the Merger, Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.
  • [F5]In connection with the transactions contemplated by the Merger Agreement, the depository shares and shares of preferred stock underlying the depositary shares will be exchanged for substantially equivalent depositary shares and shares of preferred stock of BANC.
  • [F6]Following the transactions contemplated by the Merger Agreement, Reporting Person no longer beneficially owns any Issuer depositary shares.

Issuer

PACWEST BANCORP

CIK 0001102112

Entity typeother

Related Parties

1
  • filerCIK 0001179862

Filing Metadata

Form type
4
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 9:44 PM ET
Size
13.1 KB