Home/Filings/4/0001415889-24-001445
4//SEC Filing

Gold Alan D 4

Accession 0001415889-24-001445

CIK 0001677576other

Filed

Jan 17, 7:00 PM ET

Accepted

Jan 18, 10:27 AM ET

Size

15.9 KB

Accession

0001415889-24-001445

Insider Transaction Report

Form 4
Period: 2024-01-17
Gold Alan D
DirectorEXECUTIVE CHAIRMAN
Transactions
  • Award

    Restricted Stock Units 2024

    2024-01-17+38,12438,124 total
    Exercise: $0.00Common Stock (38,124 underlying)
Holdings
  • Restricted Stock Units 2023

    Exercise: $0.00Common Stock (31,566 underlying)
    31,566
  • Restricted Stock Units 2022

    Exercise: $0.00Common Stock (16,218 underlying)
    16,218
  • Common Stock

    (indirect: By SLAT)
    56,500
  • Restricted Stock Units 2021

    Exercise: $0.00Common Stock (12,612 underlying)
    12,612
  • Common Stock

    213,308
  • Restricted Stock Units 2020

    Exercise: $0.00Common Stock (15,978 underlying)
    15,978
  • Performance Share Units 2022

    Exercise: $0.00Common Stock (46,188 underlying)
    46,188
Footnotes (7)
  • [F1]A Spousal Lifetime Access Trust ("SLAT") for the benefit of the reporting person's spouse and adult child. The reporting person and the reporting person's spouse control the entity that serves as trustee of the SLAT.
  • [F2]Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Innovative Industrial Properties, Inc.'s (the "Company") common stock.
  • [F3]One-third of the RSUs shall be released from the forfeiture restriction on each of January 1, 2025, January 1, 2026 and January 1, 2027, provided that the reporting person continues to be a non-employee director or employee of the Company on such date. The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's Nonqualified Deferred Compensation Plan (the "NQDC Plan").
  • [F4]One-third of the RSUs shall be released from the forfeiture restriction on each of January 1, 2024, January 1, 2025 and January 1, 2026, provided that the reporting person continues to be a non-employee director or employee of the Company on such date. The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's NQDC Plan.
  • [F5]One-third of the RSUs shall be released from the forfeiture restriction on each of January 1, 2023, January 1, 2024 and January 1, 2025, provided that the reporting person continues to be a non-employee director or employee of the Company on such date. The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's NQDC Plan.
  • [F6]The vesting of RSUs is subject to satisfaction of the vesting conditions under the Company's NQDC Plan.
  • [F7]Each performance share unit represents the right to receive, following vesting, between 0% and 150% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total stockholder return over performance period beginning January 11, 2022 and ending on December 31, 2024, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

Issuer

INNOVATIVE INDUSTRIAL PROPERTIES INC

CIK 0001677576

Entity typeother

Related Parties

1
  • filerCIK 0001298786

Filing Metadata

Form type
4
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 10:27 AM ET
Size
15.9 KB