Lew Jennifer 4
4 · Annexon, Inc. · Filed Feb 21, 2024
Insider Transaction Report
Form 4
Annexon, Inc.ANNX
Lew Jennifer
EVP & CHIEF FINANCIAL OFFICER
Transactions
- Award
Common Stock
2024-02-16+39,000→ 84,651 total - Award
Stock Option (Right to Buy)
2024-02-16+160,000→ 160,000 totalExercise: $5.13Exp: 2034-02-16→ Common Stock (160,000 underlying) - Sale
Common Stock
2024-02-20$5.53/sh−2,593$14,339→ 82,058 total
Footnotes (4)
- [F1]Constitute restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of Common Stock for each RSU upon vesting. 1/3rd of the RSUs vest annually on February 16 of each year, with the first 1/3rd vesting on February 16, 2025.
- [F2]The shares were sold to cover tax withholding obligations in connection with the vesting of RSUs.
- [F3]This transaction was executed in multiple trades in prices ranging from $5.39 to $5.57, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F4]1/48th of the shares subject to the option vest on each monthly anniversary measured from February 16, 2024 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.