HOGAN JOSEPH M 4

Accession 0001415889-24-004950

CIK 0001097149other

View on SEC.gov Company Profile

Filed

Feb 21, 7:00 PM ET

Accepted

Feb 22, 7:56 PM ET

Size

24.6 KB

Accession

0001415889-24-004950

Insider Transaction Report

Form 4

Period: 2024-02-20

ALIGN TECHNOLOGY INCALGN

HOGAN JOSEPH M

DirectorPRESIDENT AND CEO

Transactions

Tax Payment
Common Stock
2024-02-20$313.53/sh−8,674$2,719,559→ 219,653 total
Exercise/Conversion
Restricted Stock Unit
2024-02-20−1,865→ 3,730 total
Exercise: $0.00→ Common Stock (1,865 underlying)
Award
Market Stock Unit
2024-02-20+31,707→ 31,707 total
Exercise: $0.00→ Common Stock (31,707 underlying)
Exercise/Conversion
Restricted Stock Unit
2024-02-20−1,412→ 1,412 total
Exercise: $0.00→ Common Stock (1,412 underlying)
Award
Restricted Stock Unit
2024-02-20+13,588→ 13,588 total
Exercise: $0.00→ Common Stock (13,588 underlying)
Exercise/Conversion
Market Stock Unit
2024-02-20−9,908→ 0 total
Exercise: $0.00→ Common Stock (9,908 underlying)
Exercise/Conversion
Common Stock
2024-02-20+19,574→ 228,327 total
Exercise/Conversion
Restricted Stock Unit
2024-02-20−2,716→ 0 total
Exercise: $0.00→ Common Stock (2,716 underlying)
Exercise/Conversion
Restricted Stock Unit
2024-02-20−3,673→ 11,017 total
Exercise: $0.00→ Common Stock (3,673 underlying)

Holdings

Common Stock
(indirect: See Footnotes)
1,500

Footnotes (10)

[F1]Includes 89 shares acquired on January 31, 2024 under the ALGN Employee Stock Purchase Plan.
[F10]Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).
[F2]These securities are held directly by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
[F3]Represents par value of ALGN common stock.
[F4]1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date.
[F5]1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on such vest date.
[F6]1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2924 and shares were delivered to reporting person. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
[F7]1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.
[F8]The market stock unit granted on February 20, 2021 vested on February 20, 2024 and shares were delivered to reporting person on such vest date.
[F9]1/14th of the restricted stock unit granted on February 20, 2024 will become vested on February 20, 2025 and shares will be delivered to reporting person on such date. 1/14th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

Documents

1 file

4
form4-02232024_120242.xmlPrimary

Issuer

ALIGN TECHNOLOGY INC

CIK 0001097149

→

Entity typeother

Related Parties

filerCIK 0001233163

Filing Metadata

Form type: 4
Filed: Feb 21, 7:00 PM ET
Accepted: Feb 22, 7:56 PM ET
Size: 24.6 KB

View on SEC.gov