4//SEC Filing
Smyth Gerard P. 4
Accession 0001415889-24-005738
CIK 0000820027other
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 4:38 PM ET
Size
16.2 KB
Accession
0001415889-24-005738
Insider Transaction Report
Form 4
Smyth Gerard P.
EVP & CIO
Transactions
- Exercise/Conversion
Common Stock
2024-02-26$179.84/sh+3,199$575,308→ 9,165 total - Tax Payment
Common Stock
2024-02-26$408.71/sh−4,371$1,786,471→ 8,227 total - Sale
Common Stock
2024-02-26$407.16/sh−2,261$920,589→ 5,966 total - Exercise/Conversion
Common Stock
2024-02-26$126.89/sh+3,433$435,613→ 12,598 total - Sale
Common Stock
2024-02-26$408.71/sh−2,179$890,580→ 3,787 total - Exercise/Conversion
Employee Stock Option (right to buy)
2024-02-26−3,199→ 0 totalExercise: $179.84Exp: 2028-01-26→ Common Stock (3,199 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2024-02-26−3,433→ 0 totalExercise: $126.89Exp: 2029-02-01→ Common Stock (3,433 underlying)
Footnotes (3)
- [F1]Reflects the weighted average price of 2,261 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 26, 2024 with sale prices ranging from $407.158 to $407.23 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Reflects the weighted average price of 2,179 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 26, 2024 with sale prices ranging from $408.70 to $408.835 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Fully vested.
Documents
Issuer
AMERIPRISE FINANCIAL INC
CIK 0000820027
Entity typeother
Related Parties
1- filerCIK 0001823254
Filing Metadata
- Form type
- 4
- Filed
- Feb 27, 7:00 PM ET
- Accepted
- Feb 28, 4:38 PM ET
- Size
- 16.2 KB