4//SEC Filing
Wawrin Stephen 4
Accession 0001415889-24-006688
CIK 0000033488other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 4:32 PM ET
Size
15.8 KB
Accession
0001415889-24-006688
Insider Transaction Report
Form 4
ESCALADE INCESCA
Wawrin Stephen
CHIEF FINANCIAL OFFICER
Transactions
- Exercise/Conversion
Common Stock
2024-03-02+2,500→ 35,500 total - Exercise/Conversion
Common Stock
2024-03-03+2,777→ 38,277 total - Exercise/Conversion
Common Stock
2024-03-04+1,032→ 39,309 total - Exercise/Conversion
Restricted Stock Units
2024-03-02−2,500→ 2,500 totalExp: 2025-03-02→ Common Stock (2,500 underlying) - Exercise/Conversion
Restricted Stock Units
2024-03-04−1,032→ 0 totalExp: 2024-03-04→ Common Stock (1,032 underlying) - Exercise/Conversion
Restricted Stock Units
2024-03-03−2,777→ 5,554 totalExp: 2026-03-03→ Common Stock (2,777 underlying)
Footnotes (5)
- [F1]Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
- [F2]Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
- [F3]On March 2, 2022, the reporting person was granted 7,500 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 2, 2023, as previously reported. An additional 2,500 RSUs vested on March 2, 2024 and settled on March 4, 2024, as reported on this Form 4. The remaining 2,500 RSUs will vest on March 2, 2025, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.
- [F4]On March 4, 2021, the reporting person was granted 3,095 RSUs pursuant to the Escalade 2017 Plan, of which 1,031 RSUs vested and settled on March 4, 2022 and 1,032 RSUs vested and settled on March 4, 2023, as previously reported. The remaining 1,032 RSUs vested and settled on March 4, 2024, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.
- [F5]On March 3, 2023, the reporting person was granted 8,331 RSUs pursuant to the Escalade 2017 Plan, of which 2,770 RSUs vested on March 3, 2024 and settled on March 4, 2024, as reported on this Form 4. The remaining 5,554 RSUs will vest one half on March 3, 2025 and one half on March 3, 2026, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.
Documents
Issuer
ESCALADE INC
CIK 0000033488
Entity typeother
Related Parties
1- filerCIK 0001626624
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 4:32 PM ET
- Size
- 15.8 KB