4//SEC Filing
Griffin Patrick J 4
Accession 0001415889-24-006689
CIK 0000033488other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 4:32 PM ET
Size
17.8 KB
Accession
0001415889-24-006689
Insider Transaction Report
Form 4
ESCALADE INCESCA
Griffin Patrick J
Director(See Remarks)
Transactions
- Exercise/Conversion
Common Stock
2024-03-02+1,667→ 549,216.229 total - Exercise/Conversion
Common Stock
2024-03-03+1,850→ 551,066.229 total - Exercise/Conversion
Common Stock
2024-03-04+1,032→ 552,098.229 total - Exercise/Conversion
Restricted Stock Units
2024-03-02−1,667→ 1,667 totalExp: 2025-03-02→ Common Stock (1,667 underlying) - Exercise/Conversion
Restricted Stock Units
2024-03-04−1,032→ 0 totalExp: 2024-03-04→ Common Stock (1,032 underlying) - Exercise/Conversion
Restricted Stock Units
2024-03-03−1,850→ 3,700 totalExp: 2026-03-03→ Common Stock (1,850 underlying)
Holdings
- 2,000(indirect: By adult son)
Common Stock
- 1,326,736(indirect: By Partnership)
Common Stock
Footnotes (7)
- [F1]Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
- [F2]Mr. Griffin disclaims beneficial interest in shares held by his adult son, except to the extent of his pecuniary interest therein.
- [F3]This reporting person disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Robert E. Griffin, his father, which shares are also included by Mr. Robert E. Griffin on his Section 16 reports.
- [F4]Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
- [F5]On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 1,666 RSUs vested and settled on March 2, 2023, as previously reported . An additional 1,667 RSUs vested on March 2, 2024 and settled on March 4, 2024, as reported on this Form 4. The remaining 1,667 RSUs will vest on March 2, 2025, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.
- [F6]On March 4, 2021, the reporting person was granted 3,095 RSUs pursuant to the Escalade 2017 Plan, of which 1,031 RSUs vested and settled on March 4, 2022 and 1,032 RSUs vested and settled on March 4, 2023, as previously reported. The remaining 1,032 RSUs vested and settled on March 4, 2024, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.
- [F7]On March 3, 2023, the reporting person was granted 5,550 RSUs pursuant to the Escalade 2017 Plan, of which one third vested on March 3, 2024 and settled on March 4, 2024, as reported on this Form 4. The remaining 3,700 RSUs will vest one half on March 3, 2025 and one half on March 3, 2026, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.
Documents
Issuer
ESCALADE INC
CIK 0000033488
Entity typeother
Related Parties
1- filerCIK 0001463197
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 4:32 PM ET
- Size
- 17.8 KB