4//SEC Filing
SUTTER HILL VENTURES 4
Accession 0001415889-24-009008
CIK 0001736297other
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 5:50 PM ET
Size
61.9 KB
Accession
0001415889-24-009008
Insider Transaction Report
Form 4
SUTTER HILL VENTURES
10% Owner
Transactions
- Conversion
Common Stock
2024-03-22+99,053→ 99,053 total(indirect: By Trust) - Conversion
Common Stock
2024-03-22+16,761,590→ 16,761,590 total - Conversion
Common Stock
2024-03-22+1,815→ 1,815 total(indirect: By Trust) - Conversion
Common Stock
2024-03-22+130,831→ 130,831 total - Conversion
Common Stock
2024-03-22+210,013→ 210,013 total(indirect: By LLC) - Conversion
Series B Preferred Stock
2024-03-22−1,573,520→ 0 total(indirect: By Partnership)→ Common Stock (1,573,520 underlying) - Conversion
Series B Preferred Stock
2024-03-22−127,405→ 0 total→ Common Stock (127,405 underlying) - Conversion
Series B Preferred Stock
2024-03-22−14,957,606→ 0 total→ Common Stock (14,957,606 underlying) - Conversion
Series B Preferred Stock
2024-03-22−78,061→ 0 total(indirect: By Trust)→ Common Stock (78,061 underlying) - Conversion
Series B Preferred Stock
2024-03-22−203,445→ 0 total(indirect: By LLC)→ Common Stock (203,445 underlying) - Conversion
Series C Preferred Stock
2024-03-22−27,093→ 0 total(indirect: By Trust)→ Common Stock (27,093 underlying) - Conversion
Series A Preferred Stock
2024-03-22−130→ 0 total(indirect: By Trust)→ Common Stock (130 underlying) - Conversion
Common Stock
2024-03-22+198,091→ 198,091 total(indirect: By Trust) - Conversion
Series B Preferred Stock
2024-03-22−1,815→ 0 total(indirect: By Trust)→ Common Stock (1,815 underlying) - Conversion
Series C Preferred Stock
2024-03-22−6,568→ 0 total(indirect: By LLC)→ Common Stock (6,568 underlying) - Conversion
Series D Preferred Stock
2024-03-22−117,405→ 0 total(indirect: By Trust)→ Common Stock (117,405 underlying) - Conversion
Series D Preferred Stock
2024-03-22−17,721→ 0 total(indirect: By Trust)→ Common Stock (17,721 underlying) - Conversion
Series D Preferred Stock
2024-03-22−1,316,256→ 0 total→ Common Stock (1,316,256 underlying) - Conversion
Common Stock
2024-03-22+11,295→ 11,295 total(indirect: By Trust) - Conversion
Series A Preferred Stock
2024-03-22−864→ 0 total(indirect: By Trust)→ Common Stock (864 underlying) - Conversion
Series A Preferred Stock
2024-03-22−9,672→ 0 total→ Common Stock (9,672 underlying) - Conversion
Series B Preferred Stock
2024-03-22−52,729→ 0 total(indirect: By Trust)→ Common Stock (52,729 underlying) - Conversion
Series B Preferred Stock
2024-03-22−11,295→ 0 total(indirect: By Trust)→ Common Stock (11,295 underlying) - Conversion
Series C Preferred Stock
2024-03-22−3,426→ 0 total→ Common Stock (3,426 underlying) - Conversion
Series C Preferred Stock
2024-03-22−3,141→ 0 total(indirect: By Trust)→ Common Stock (3,141 underlying) - Conversion
Series C Preferred Stock
2024-03-22−478,056→ 0 total→ Common Stock (478,056 underlying) - Conversion
Common Stock
2024-03-22+1,573,520→ 1,573,520 total(indirect: By Partnership)
Pullara Samuel J III
10% Owner
Transactions
- Conversion
Common Stock
2024-03-22+16,761,590→ 16,761,590 total - Conversion
Common Stock
2024-03-22+130,831→ 130,831 total - Conversion
Series B Preferred Stock
2024-03-22−1,573,520→ 0 total(indirect: By Partnership)→ Common Stock (1,573,520 underlying) - Conversion
Series D Preferred Stock
2024-03-22−17,721→ 0 total(indirect: By Trust)→ Common Stock (17,721 underlying) - Conversion
Series D Preferred Stock
2024-03-22−1,316,256→ 0 total→ Common Stock (1,316,256 underlying) - Conversion
Common Stock
2024-03-22+1,573,520→ 1,573,520 total(indirect: By Partnership) - Conversion
Series C Preferred Stock
2024-03-22−478,056→ 0 total→ Common Stock (478,056 underlying) - Conversion
Common Stock
2024-03-22+198,091→ 198,091 total(indirect: By Trust) - Conversion
Common Stock
2024-03-22+99,053→ 99,053 total(indirect: By Trust) - Conversion
Series A Preferred Stock
2024-03-22−864→ 0 total(indirect: By Trust)→ Common Stock (864 underlying) - Conversion
Series A Preferred Stock
2024-03-22−130→ 0 total(indirect: By Trust)→ Common Stock (130 underlying) - Conversion
Series B Preferred Stock
2024-03-22−52,729→ 0 total(indirect: By Trust)→ Common Stock (52,729 underlying) - Conversion
Series B Preferred Stock
2024-03-22−11,295→ 0 total(indirect: By Trust)→ Common Stock (11,295 underlying) - Conversion
Common Stock
2024-03-22+210,013→ 210,013 total(indirect: By LLC) - Conversion
Common Stock
2024-03-22+11,295→ 11,295 total(indirect: By Trust) - Conversion
Series A Preferred Stock
2024-03-22−9,672→ 0 total→ Common Stock (9,672 underlying) - Conversion
Series B Preferred Stock
2024-03-22−1,815→ 0 total(indirect: By Trust)→ Common Stock (1,815 underlying) - Conversion
Series B Preferred Stock
2024-03-22−127,405→ 0 total→ Common Stock (127,405 underlying) - Conversion
Series B Preferred Stock
2024-03-22−14,957,606→ 0 total→ Common Stock (14,957,606 underlying) - Conversion
Series C Preferred Stock
2024-03-22−27,093→ 0 total(indirect: By Trust)→ Common Stock (27,093 underlying) - Conversion
Series C Preferred Stock
2024-03-22−3,426→ 0 total→ Common Stock (3,426 underlying) - Conversion
Series C Preferred Stock
2024-03-22−3,141→ 0 total(indirect: By Trust)→ Common Stock (3,141 underlying) - Conversion
Series D Preferred Stock
2024-03-22−117,405→ 0 total(indirect: By Trust)→ Common Stock (117,405 underlying) - Conversion
Common Stock
2024-03-22+1,815→ 1,815 total(indirect: By Trust) - Conversion
Series B Preferred Stock
2024-03-22−78,061→ 0 total(indirect: By Trust)→ Common Stock (78,061 underlying) - Conversion
Series B Preferred Stock
2024-03-22−203,445→ 0 total(indirect: By LLC)→ Common Stock (203,445 underlying) - Conversion
Series C Preferred Stock
2024-03-22−6,568→ 0 total(indirect: By LLC)→ Common Stock (6,568 underlying)
Speiser Michael L
10% Owner
Transactions
- Conversion
Common Stock
2024-03-22+210,013→ 210,013 total(indirect: By LLC) - Conversion
Series A Preferred Stock
2024-03-22−130→ 0 total(indirect: By Trust)→ Common Stock (130 underlying) - Conversion
Series B Preferred Stock
2024-03-22−52,729→ 0 total(indirect: By Trust)→ Common Stock (52,729 underlying) - Conversion
Common Stock
2024-03-22+198,091→ 198,091 total(indirect: By Trust) - Conversion
Common Stock
2024-03-22+16,761,590→ 16,761,590 total - Conversion
Common Stock
2024-03-22+1,815→ 1,815 total(indirect: By Trust) - Conversion
Common Stock
2024-03-22+130,831→ 130,831 total - Conversion
Series C Preferred Stock
2024-03-22−3,426→ 0 total→ Common Stock (3,426 underlying) - Conversion
Series C Preferred Stock
2024-03-22−3,141→ 0 total(indirect: By Trust)→ Common Stock (3,141 underlying) - Conversion
Series C Preferred Stock
2024-03-22−6,568→ 0 total(indirect: By LLC)→ Common Stock (6,568 underlying) - Conversion
Series A Preferred Stock
2024-03-22−864→ 0 total(indirect: By Trust)→ Common Stock (864 underlying) - Conversion
Series C Preferred Stock
2024-03-22−27,093→ 0 total(indirect: By Trust)→ Common Stock (27,093 underlying) - Conversion
Series C Preferred Stock
2024-03-22−478,056→ 0 total→ Common Stock (478,056 underlying) - Conversion
Series D Preferred Stock
2024-03-22−1,316,256→ 0 total→ Common Stock (1,316,256 underlying) - Conversion
Common Stock
2024-03-22+99,053→ 99,053 total(indirect: By Trust) - Conversion
Series B Preferred Stock
2024-03-22−78,061→ 0 total(indirect: By Trust)→ Common Stock (78,061 underlying) - Conversion
Common Stock
2024-03-22+1,573,520→ 1,573,520 total(indirect: By Partnership) - Conversion
Common Stock
2024-03-22+11,295→ 11,295 total(indirect: By Trust) - Conversion
Series A Preferred Stock
2024-03-22−9,672→ 0 total→ Common Stock (9,672 underlying) - Conversion
Series B Preferred Stock
2024-03-22−127,405→ 0 total→ Common Stock (127,405 underlying) - Conversion
Series D Preferred Stock
2024-03-22−17,721→ 0 total(indirect: By Trust)→ Common Stock (17,721 underlying) - Conversion
Series B Preferred Stock
2024-03-22−1,573,520→ 0 total(indirect: By Partnership)→ Common Stock (1,573,520 underlying) - Conversion
Series B Preferred Stock
2024-03-22−11,295→ 0 total(indirect: By Trust)→ Common Stock (11,295 underlying) - Conversion
Series B Preferred Stock
2024-03-22−1,815→ 0 total(indirect: By Trust)→ Common Stock (1,815 underlying) - Conversion
Series B Preferred Stock
2024-03-22−14,957,606→ 0 total→ Common Stock (14,957,606 underlying) - Conversion
Series B Preferred Stock
2024-03-22−203,445→ 0 total(indirect: By LLC)→ Common Stock (203,445 underlying) - Conversion
Series D Preferred Stock
2024-03-22−117,405→ 0 total(indirect: By Trust)→ Common Stock (117,405 underlying)
Footnotes (8)
- [F1]Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of Common Stock on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering. The shares of Preferred Stock have no expiration date.
- [F2]Shares held by a trust of which Michael L. Speiser is a Trustee. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein.
- [F3]Shares held by a trust of which Samuel J. Pullara III is a Trustee. Mr. Pullara disclaims beneficial ownership in these shares except as to his pecuniary interest therein.
- [F4]Shares held by Sutter Hill Ventures, a California Limited Partnership ("SHV"). Michael L. Speiser, Samuel J. Pullara III and Stefan A. Dyckerhoff are managing directors and members of the management committee of the general partner of SHV. The Reporting Persons disclaim beneficial ownership in these shares except as to the Reporting Persons' pecuniary interest therein. Mr. Dyckerhoff is a director of the Issuer and files separate Section 16 reports.
- [F5]Shares held by a limited partnership of which Michael L. Speiser is a trustee of a trust which is the general partner. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein.
- [F6]Shares held by an irrevocable trust of which Michael L. Speiser is a Trustee. Mr. Speiser disclaims beneficial ownership in these shares except as to his pecuniary interest therein.
- [F7]Shares held by Samuel J. Pullara III.
- [F8]Shares held by SHM Investments, LLC ("SHMI"). Michael L. Speiser, Samuel J. Pullara III and Stefan A. Dyckerhoff are managing members of SHMI. The Reporting Persons disclaim beneficial ownership in these shares except as to the Reporting Persons' pecuniary interest therein. Mr. Dyckerhoff is a director of the Issuer and files separate Section 16 reports.
Documents
Issuer
Astera Labs, Inc.
CIK 0001736297
Entity typeother
Related Parties
1- filerCIK 0000879051
Filing Metadata
- Form type
- 4
- Filed
- Mar 21, 8:00 PM ET
- Accepted
- Mar 22, 5:50 PM ET
- Size
- 61.9 KB