Home/Filings/4/0001415889-24-010303
4//SEC Filing

LALANDE KEVIN M. 4

Accession 0001415889-24-010303

CIK 0001183765other

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 4:57 PM ET

Size

15.4 KB

Accession

0001415889-24-010303

Insider Transaction Report

Form 4
Period: 2024-04-02
LALANDE KEVIN M.
Director10% Owner
Transactions
  • Award

    Common Stock

    2024-04-02$2.35/sh+175,000$411,250175,000 total(indirect: By LLC)
  • Award

    Pre-Funded Warrants (Right to Buy)

    2024-04-02$2.35/sh+402,077$944,479402,077 total(indirect: By LLC)
    Exercise: $0.00Common Stock (402,077 underlying)
  • Award

    Warrants (Right to Buy)

    2024-04-02$0.13/sh+1,154,154$144,2691,154,154 total(indirect: By LLC)
    Exercise: $2.35Exp: 2029-04-02Common Stock (1,154,154 underlying)
Holdings
  • Common Stock

    (indirect: By Sante Health Ventures I, L.P.)
    406,486
  • Common Stock

    (indirect: By SHV Management Services, L.P.)
    3,333
  • Common Stock

    (indirect: By Sante Health Ventures I Annex Fund, L.P.)
    57,644
  • Common Stock

    (indirect: By LLC)
    14,800
Footnotes (7)
  • [F1]The securities are held by SHV MTEM SPV, LLC ("SHV SPV"). Sante Accel Ventures IV, LLC ("Accel IV") is the managing member of SHV SPV, Sante Health Ventures IV, L.P. ("SHV IV") is the managing member of Accel IV, SHV Management Services IV, LP ("SHV IV Services") is the general partner of SHV IV and SHV Management Services IV, LLC ("SHV IV Management") is the general partner of SHV IV Services. The Reporting Person is a managing member of SHV IV Management and may be deemed to beneficially own the securities held by SHV SPV. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F2]The securities are held by Sante Health Ventures I, L.P. ("SHV I"). SHV Management Services, LP ("SHV Services") is the general partner of SHV I and SHV Management Services, LLC ("SHV Management") is the general partner of SHV Services. The Reporting Person is a managing member of SHV Management and may be deemed to beneficially own the securities held by SHV I. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F3]The securities are held by SHV Services. SHV Management is the general partner of SHV Services. The Reporting Person is a managing member of SHV Management and may be deemed to beneficially own the securities held by SHV Services. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F4]The securities are held by Sante Health Ventures I Annex Fund, L.P. ("Annex Fund"). SHV Annex Services, LP ("Annex Services") is the general partner of Annex Fund and SHV Management is the general partner of Annex Services. The Reporting Person is a managing member of SHV Management and may be deemed to beneficially own the securities held by Annex Fund. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F5]The securities are held by SHVMS, LLC ("SHVMS"). The Reporting Person is a managing member of SHVMS and may be deemed to beneficially own the securities held by SHVMS. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F6]The Pre-Funded Warrants have no expiration date and are exercisable at any time after the date of issuance. A holder of Pre-Funded Warrants may not exercise the Pre-Funded Warrant if the holder, together with its affiliates, would beneficially own more than 9.99% of the number of shares of Common Stock outstanding immediately after giving effect to such exercise.
  • [F7]The Warrants are exercisable at any time after the date of issuance. A holder of Warrants may not exercise the Warrant if the holder, together with its affiliates, would beneficially own more than 9.99% of the number of shares of Common Stock outstanding immediately after giving effect to such exercise.

Issuer

Molecular Templates, Inc.

CIK 0001183765

Entity typeother

Related Parties

1
  • filerCIK 0001587800

Filing Metadata

Form type
4
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 4:57 PM ET
Size
15.4 KB