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4//SEC Filing

THATCHER TREVOR 4

Accession 0001415889-24-011254

CIK 0001826681other

Filed

Apr 18, 8:00 PM ET

Accepted

Apr 19, 6:11 PM ET

Size

17.7 KB

Accession

0001415889-24-011254

Insider Transaction Report

Form 4
Period: 2024-04-17
THATCHER TREVOR
CHIEF FINANCIAL OFFICER
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2024-04-174,0000 total
    Exercise: $49.32Exp: 2031-12-15Common Stock (4,000 underlying)
  • Award

    Stock Option (right to buy)

    2024-04-17+4,0004,000 total
    Exercise: $1.59Exp: 2031-12-15Common Stock (4,000 underlying)
  • Award

    Stock Option (right to buy)

    2024-04-17+19,72419,724 total
    Exercise: $1.59Exp: 2033-03-29Common Stock (19,724 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2024-04-179670 total
    Exercise: $24.54Exp: 2032-05-20Common Stock (967 underlying)
  • Award

    Stock Option (right to buy)

    2024-04-17+967967 total
    Exercise: $1.59Exp: 2032-05-20Common Stock (967 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2024-04-1719,7240 total
    Exercise: $2.82Exp: 2033-03-29Common Stock (19,724 underlying)
Footnotes (5)
  • [F1]25% of the shares subject to the option vested on December 13, 2022, and thereafter 1/12 of the shares subject to the option vest on each quarterly vesting date, subject to the Reporting Person's continued service to the Issuer through such date.
  • [F2]Outstanding options were amended to reduce the exercise price and revise the vesting terms. This amendment was approved by the compensation committee of the Issuer's board of directors and is intended to be exempt pursuant to Rule 16b-3 of the Exchange Act.
  • [F3]25% of the shares subject to the option vested on May 20, 2023, and thereafter 1/12 of the shares subject to the option vest on each quarterly vesting date, subject to the Reporting Person's continued service to the Issuer through such date.
  • [F4]25% of the shares subject to the option vested on March 29, 2024, and thereafter 1/12 of the shares subject to the option vest on each quarterly vesting date, subject to the Reporting Person's continued service to the Issuer through such date.
  • [F5]The option is fully unvested as of the amendment. 25% of the shares subject to the option will vest on March 29, 2025, and then 1/12 of the shares subject to the option vest on each quarterly vesting date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

Issuer

Palladyne AI Corp.

CIK 0001826681

Entity typeother

Related Parties

1
  • filerCIK 0002014215

Filing Metadata

Form type
4
Filed
Apr 18, 8:00 PM ET
Accepted
Apr 19, 6:11 PM ET
Size
17.7 KB