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4//SEC Filing

SONNE STEPHEN 4

Accession 0001415889-24-011258

CIK 0001826681other

Filed

Apr 18, 8:00 PM ET

Accepted

Apr 19, 6:16 PM ET

Size

8.8 KB

Accession

0001415889-24-011258

Insider Transaction Report

Form 4
Period: 2024-04-17
SONNE STEPHEN
CHIEF LEGAL OFFICER
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2024-04-1719,7570 total
    Exercise: $40.20Exp: 2032-02-07Common Stock (19,757 underlying)
  • Award

    Stock Option (right to buy)

    2024-04-17+19,75719,757 total
    Exercise: $1.59Exp: 2032-02-07Common Stock (19,757 underlying)
Footnotes (3)
  • [F1]25% of the shares subject to the option vested on February 7, 2023, and thereafter 1/12 of the shares subject to the option shall vest on each quarterly vesting date, subject to the Reporting Person's continued service to the Issuer through such date. Due to a clerical error, the expiration date of the option was erroneously reported as April 1, 2032 in the Reporting Person's Form 3 filed on November 8, 2023.
  • [F2]Outstanding options were amended to reduce the exercise price and revise the vesting terms. This amendment was approved by the compensation committee of the Issuer's board of directors and is intended to be exempt pursuant to Rule 16b-3 of the Exchange Act.
  • [F3]The option is fully unvested as of the amendment. 25% of the shares subject to the option will vest on March 29, 2025, and then 1/12 of the shares subject to the option vest on each quarterly vesting date thereafter, subject to the Reporting Person's continued service to the Issuer through such date.

Issuer

Palladyne AI Corp.

CIK 0001826681

Entity typeother

Related Parties

1
  • filerCIK 0001998996

Filing Metadata

Form type
4
Filed
Apr 18, 8:00 PM ET
Accepted
Apr 19, 6:16 PM ET
Size
8.8 KB