3//SEC Filing
Lightspeed Venture Partners IX, L.P. 3
Accession 0001415889-24-011456
CIK 0001943896other
Filed
Apr 23, 8:00 PM ET
Accepted
Apr 24, 5:37 PM ET
Size
38.4 KB
Accession
0001415889-24-011456
Insider Transaction Report
Form 3
Rubrik, Inc.RBRK
Lightspeed Venture Partners IX, L.P.
10% Owner
Holdings
- (indirect: By Lightspeed Venture Partners X, L.P.)
Class B Common Stock
→ Class A Common Stock (406,637 underlying) - (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series C Preferred Stock
→ Class B Common Stock (2,940,030 underlying) - (indirect: By LLC)
Series D Preferred Stock
→ Class B Common Stock (8,015,457 underlying) Series A Preferred Stock
→ Class B Common Stock (14,132,696 underlying)Series B Preferred Stock
→ Class B Common Stock (3,329,928 underlying)- (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series D Preferred Stock
→ Class B Common Stock (843,732 underlying) Series E Preferred Stock
→ Class B Common Stock (297,192 underlying)- (indirect: By LLC)
Series E Preferred Stock
→ Class B Common Stock (5,094,719 underlying) - (indirect: By LLC)
Series E Preferred Stock
→ Class B Common Stock (3,566,303 underlying) - (indirect: By Lightspeed Affiliates X, L.P)
Class B Common Stock
→ Class A Common Stock (18,084 underlying) - (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series E Preferred Stock
→ Class B Common Stock (339,648 underlying)
Lightspeed General Partner IX, L.P.
10% Owner
Holdings
- (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series C Preferred Stock
→ Class B Common Stock (2,940,030 underlying) - (indirect: By LLC)
Series D Preferred Stock
→ Class B Common Stock (8,015,457 underlying) - (indirect: By Lightspeed Affiliates X, L.P)
Class B Common Stock
→ Class A Common Stock (18,084 underlying) - (indirect: By LLC)
Series E Preferred Stock
→ Class B Common Stock (3,566,303 underlying) - (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series E Preferred Stock
→ Class B Common Stock (339,648 underlying) Series A Preferred Stock
→ Class B Common Stock (14,132,696 underlying)Series B Preferred Stock
→ Class B Common Stock (3,329,928 underlying)- (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series D Preferred Stock
→ Class B Common Stock (843,732 underlying) - (indirect: By Lightspeed Venture Partners X, L.P.)
Class B Common Stock
→ Class A Common Stock (406,637 underlying) - (indirect: By LLC)
Series E Preferred Stock
→ Class B Common Stock (5,094,719 underlying) Series E Preferred Stock
→ Class B Common Stock (297,192 underlying)
Holdings
- (indirect: By Lightspeed Affiliates X, L.P)
Class B Common Stock
→ Class A Common Stock (18,084 underlying) Series B Preferred Stock
→ Class B Common Stock (3,329,928 underlying)- (indirect: By LLC)
Series D Preferred Stock
→ Class B Common Stock (8,015,457 underlying) Series A Preferred Stock
→ Class B Common Stock (14,132,696 underlying)- (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series C Preferred Stock
→ Class B Common Stock (2,940,030 underlying) - (indirect: By LLC)
Series E Preferred Stock
→ Class B Common Stock (5,094,719 underlying) - (indirect: By LLC)
Series E Preferred Stock
→ Class B Common Stock (3,566,303 underlying) - (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series E Preferred Stock
→ Class B Common Stock (339,648 underlying) - (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series D Preferred Stock
→ Class B Common Stock (843,732 underlying) Series E Preferred Stock
→ Class B Common Stock (297,192 underlying)- (indirect: By Lightspeed Venture Partners X, L.P.)
Class B Common Stock
→ Class A Common Stock (406,637 underlying)
Holdings
Series E Preferred Stock
→ Class B Common Stock (297,192 underlying)- (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series E Preferred Stock
→ Class B Common Stock (339,648 underlying) Series A Preferred Stock
→ Class B Common Stock (14,132,696 underlying)- (indirect: By LLC)
Series D Preferred Stock
→ Class B Common Stock (8,015,457 underlying) - (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series D Preferred Stock
→ Class B Common Stock (843,732 underlying) - (indirect: By Lightspeed Affiliates X, L.P)
Class B Common Stock
→ Class A Common Stock (18,084 underlying) - (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series C Preferred Stock
→ Class B Common Stock (2,940,030 underlying) - (indirect: By LLC)
Series E Preferred Stock
→ Class B Common Stock (3,566,303 underlying) Series B Preferred Stock
→ Class B Common Stock (3,329,928 underlying)- (indirect: By LLC)
Series E Preferred Stock
→ Class B Common Stock (5,094,719 underlying) - (indirect: By Lightspeed Venture Partners X, L.P.)
Class B Common Stock
→ Class A Common Stock (406,637 underlying)
Lightspeed General Partner X, L.P.
10% Owner
Holdings
Series A Preferred Stock
→ Class B Common Stock (14,132,696 underlying)- (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series C Preferred Stock
→ Class B Common Stock (2,940,030 underlying) - (indirect: By LLC)
Series D Preferred Stock
→ Class B Common Stock (8,015,457 underlying) - (indirect: By Lightspeed Venture Partners X, L.P.)
Class B Common Stock
→ Class A Common Stock (406,637 underlying) Series B Preferred Stock
→ Class B Common Stock (3,329,928 underlying)- (indirect: By LLC)
Series E Preferred Stock
→ Class B Common Stock (5,094,719 underlying) - (indirect: By LLC)
Series E Preferred Stock
→ Class B Common Stock (3,566,303 underlying) - (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series D Preferred Stock
→ Class B Common Stock (843,732 underlying) Series E Preferred Stock
→ Class B Common Stock (297,192 underlying)- (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series E Preferred Stock
→ Class B Common Stock (339,648 underlying) - (indirect: By Lightspeed Affiliates X, L.P)
Class B Common Stock
→ Class A Common Stock (18,084 underlying)
Holdings
- (indirect: By LLC)
Series E Preferred Stock
→ Class B Common Stock (3,566,303 underlying) Series E Preferred Stock
→ Class B Common Stock (297,192 underlying)- (indirect: By Lightspeed Venture Partners X, L.P.)
Class B Common Stock
→ Class A Common Stock (406,637 underlying) - (indirect: By Lightspeed Affiliates X, L.P)
Class B Common Stock
→ Class A Common Stock (18,084 underlying) - (indirect: By LLC)
Series E Preferred Stock
→ Class B Common Stock (5,094,719 underlying) Series A Preferred Stock
→ Class B Common Stock (14,132,696 underlying)- (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series C Preferred Stock
→ Class B Common Stock (2,940,030 underlying) - (indirect: By LLC)
Series D Preferred Stock
→ Class B Common Stock (8,015,457 underlying) - (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series D Preferred Stock
→ Class B Common Stock (843,732 underlying) - (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series E Preferred Stock
→ Class B Common Stock (339,648 underlying) Series B Preferred Stock
→ Class B Common Stock (3,329,928 underlying)
Lightspeed Venture Partners X, L.P.
10% Owner
Holdings
Series B Preferred Stock
→ Class B Common Stock (3,329,928 underlying)- (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series D Preferred Stock
→ Class B Common Stock (843,732 underlying) - (indirect: By LLC)
Series E Preferred Stock
→ Class B Common Stock (5,094,719 underlying) - (indirect: By Lightspeed Venture Partners X, L.P.)
Class B Common Stock
→ Class A Common Stock (406,637 underlying) Series A Preferred Stock
→ Class B Common Stock (14,132,696 underlying)- (indirect: By LLC)
Series D Preferred Stock
→ Class B Common Stock (8,015,457 underlying) - (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series C Preferred Stock
→ Class B Common Stock (2,940,030 underlying) - (indirect: By LLC)
Series E Preferred Stock
→ Class B Common Stock (3,566,303 underlying) Series E Preferred Stock
→ Class B Common Stock (297,192 underlying)- (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series E Preferred Stock
→ Class B Common Stock (339,648 underlying) - (indirect: By Lightspeed Affiliates X, L.P)
Class B Common Stock
→ Class A Common Stock (18,084 underlying)
Lightspeed Affiliates X, L.P.
10% Owner
Holdings
Series A Preferred Stock
→ Class B Common Stock (14,132,696 underlying)- (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series C Preferred Stock
→ Class B Common Stock (2,940,030 underlying) - (indirect: By LLC)
Series E Preferred Stock
→ Class B Common Stock (3,566,303 underlying) Series B Preferred Stock
→ Class B Common Stock (3,329,928 underlying)- (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series E Preferred Stock
→ Class B Common Stock (339,648 underlying) - (indirect: By LLC)
Series D Preferred Stock
→ Class B Common Stock (8,015,457 underlying) - (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series D Preferred Stock
→ Class B Common Stock (843,732 underlying) - (indirect: By LLC)
Series E Preferred Stock
→ Class B Common Stock (5,094,719 underlying) Series E Preferred Stock
→ Class B Common Stock (297,192 underlying)- (indirect: By Lightspeed Venture Partners X, L.P.)
Class B Common Stock
→ Class A Common Stock (406,637 underlying) - (indirect: By Lightspeed Affiliates X, L.P)
Class B Common Stock
→ Class A Common Stock (18,084 underlying)
Holdings
- (indirect: By LLC)
Series D Preferred Stock
→ Class B Common Stock (8,015,457 underlying) - (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series D Preferred Stock
→ Class B Common Stock (843,732 underlying) - (indirect: By LLC)
Series E Preferred Stock
→ Class B Common Stock (5,094,719 underlying) - (indirect: By LLC)
Series E Preferred Stock
→ Class B Common Stock (3,566,303 underlying) Series E Preferred Stock
→ Class B Common Stock (297,192 underlying)- (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series E Preferred Stock
→ Class B Common Stock (339,648 underlying) Series B Preferred Stock
→ Class B Common Stock (3,329,928 underlying)- (indirect: By Lightspeed Venture Partners X, L.P.)
Class B Common Stock
→ Class A Common Stock (406,637 underlying) - (indirect: By Lightspeed Affiliates X, L.P)
Class B Common Stock
→ Class A Common Stock (18,084 underlying) Series A Preferred Stock
→ Class B Common Stock (14,132,696 underlying)- (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series C Preferred Stock
→ Class B Common Stock (2,940,030 underlying)
Holdings
- (indirect: By LLC)
Series E Preferred Stock
→ Class B Common Stock (3,566,303 underlying) - (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series E Preferred Stock
→ Class B Common Stock (339,648 underlying) - (indirect: By LLC)
Series E Preferred Stock
→ Class B Common Stock (5,094,719 underlying) Series E Preferred Stock
→ Class B Common Stock (297,192 underlying)Series A Preferred Stock
→ Class B Common Stock (14,132,696 underlying)- (indirect: By Lightspeed Venture Partners X, L.P.)
Class B Common Stock
→ Class A Common Stock (406,637 underlying) - (indirect: By Lightspeed Affiliates X, L.P)
Class B Common Stock
→ Class A Common Stock (18,084 underlying) - (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series C Preferred Stock
→ Class B Common Stock (2,940,030 underlying) - (indirect: By Lightspeed Venture Partners Select II, L.P.)
Series D Preferred Stock
→ Class B Common Stock (843,732 underlying) Series B Preferred Stock
→ Class B Common Stock (3,329,928 underlying)- (indirect: By LLC)
Series D Preferred Stock
→ Class B Common Stock (8,015,457 underlying)
Footnotes (9)
- [F1]The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock each is convertible on a one-for-one basis into Class B Common Stock at any time at the holder's election and will convert automatically upon the closing of the Issuer's initial public offering and has no expiration date.
- [F2]Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
- [F3]Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
- [F4]Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
- [F5]Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
- [F6]Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
- [F7]Each share of Class B Common Stock held by the Reporting Persons will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock.
- [F8]Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X. Each of LGP X, LUGP X and Messrs. Eggers Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
- [F9]Shares are held by Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates X"). LGP X, is the general partner of Lightspeed Affiliates X. LUGP X is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each of LGP X, LUGP X and Messrs. Eggers Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
Documents
Issuer
Rubrik, Inc.
CIK 0001943896
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001539061
Filing Metadata
- Form type
- 3
- Filed
- Apr 23, 8:00 PM ET
- Accepted
- Apr 24, 5:37 PM ET
- Size
- 38.4 KB