4//SEC Filing
Herren Richard Scott 4
Accession 0001415889-24-011630
CIK 0001943896other
Filed
Apr 25, 8:00 PM ET
Accepted
Apr 26, 9:04 PM ET
Size
15.7 KB
Accession
0001415889-24-011630
Insider Transaction Report
Form 4
Rubrik, Inc.RBRK
Herren Richard Scott
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2024-04-25−16,666→ 8,334 totalExp: 2028-11-01→ Class B Common Stock (16,666 underlying) - Exercise/Conversion
Restricted Stock Units
2024-04-25−33,332→ 16,668 totalExp: 2028-11-01→ Class B Common Stock (33,332 underlying) - Exercise/Conversion
Class B Common Stock
2024-04-25+49,998→ 49,998 total→ Class A Common Stock (49,998 underlying) - Award
Restricted Stock Units
2024-04-24+50,000→ 50,000 totalExp: 2028-11-01→ Class B Common Stock (50,000 underlying) - Award
Restricted Stock Units
2024-04-24+25,000→ 25,000 totalExp: 2028-11-01→ Class B Common Stock (25,000 underlying)
Footnotes (4)
- [F1]Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock.
- [F2]The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/3 of the shares subject to the RSU vested on December 15, 2022, and 1/3 of the shares subject to the RSU vest every year thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's 2014 Amended and Restated Stock Option and Grant Plan).
- [F3]The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/3 of the shares subject to the RSU vested on December 15, 2022, and 1/3 of the shares subject to the RSU vest every year thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person's continued service as Chair of the Audit Committee of the Issuer's board of directors.
- [F4]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Documents
Issuer
Rubrik, Inc.
CIK 0001943896
Entity typeother
Related Parties
1- filerCIK 0001340472
Filing Metadata
- Form type
- 4
- Filed
- Apr 25, 8:00 PM ET
- Accepted
- Apr 26, 9:04 PM ET
- Size
- 15.7 KB