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4//SEC Filing

Lightspeed Venture Partners IX, L.P. 4

Accession 0001415889-24-011891

CIK 0001943896other
View on SEC.govCompany Profile

Filed

Apr 30, 8:00 PM ET

Accepted

May 1, 6:01 PM ET

Size

58.7 KB

Accession

0001415889-24-011891

Insider Transaction Report

Form 4
Period: 2024-04-29
Rubrik, Inc.RBRK
Lightspeed Venture Partners IX, L.P.
10% Owner
Transactions
  • Conversion

    Class B Common Stock

    2024-04-29+5,094,719→ 5,094,719 total(indirect: By LLC)
    → Class A Common Stock (5,094,719 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−3,566,303→ 0 total(indirect: By LLC)
    → Class B Common Stock (3,566,303 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+3,566,303→ 3,566,303 total(indirect: By LLC)
    → Class A Common Stock (3,566,303 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+4,123,410→ 4,123,410 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class A Common Stock (4,123,410 underlying)
  • Conversion

    Series C Preferred Stock

    2024-04-29−2,940,030→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (2,940,030 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+8,015,457→ 8,015,457 total(indirect: By LLC)
    → Class A Common Stock (8,015,457 underlying)
  • Conversion

    Series D Preferred Stock

    2024-04-29−843,732→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (843,732 underlying)
  • Conversion

    Series D Preferred Stock

    2024-04-29−8,015,457→ 0 total(indirect: By LLC)
    → Class B Common Stock (8,015,457 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−5,094,719→ 0 total(indirect: By LLC)
    → Class B Common Stock (5,094,719 underlying)
  • Conversion

    Series B Preferred Stock

    2024-04-29−3,329,928→ 0 total
    → Class B Common Stock (3,329,928 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−339,648→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (339,648 underlying)
  • Conversion

    Series A Preferred Stock

    2024-04-29−14,132,696→ 0 total
    → Class B Common Stock (14,132,696 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−297,192→ 0 total
    → Class B Common Stock (297,192 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+17,759,816→ 17,759,816 total
    → Class A Common Stock (17,759,816 underlying)
Holdings

  • Class B Common Stock

    (indirect: By Lightspeed Venture Partners X, L.P.)
    → Class A Common Stock (406,637 underlying)
    406,637

  • Class B Common Stock

    (indirect: By Lightspeed Affiliates X, L.P)
    → Class A Common Stock (18,084 underlying)
    18,084
Lightspeed General Partner IX, L.P.
10% Owner
Transactions
  • Conversion

    Series E Preferred Stock

    2024-04-29−339,648→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (339,648 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+8,015,457→ 8,015,457 total(indirect: By LLC)
    → Class A Common Stock (8,015,457 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−3,566,303→ 0 total(indirect: By LLC)
    → Class B Common Stock (3,566,303 underlying)
  • Conversion

    Series B Preferred Stock

    2024-04-29−3,329,928→ 0 total
    → Class B Common Stock (3,329,928 underlying)
  • Conversion

    Series A Preferred Stock

    2024-04-29−14,132,696→ 0 total
    → Class B Common Stock (14,132,696 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−297,192→ 0 total
    → Class B Common Stock (297,192 underlying)
  • Conversion

    Series C Preferred Stock

    2024-04-29−2,940,030→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (2,940,030 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+17,759,816→ 17,759,816 total
    → Class A Common Stock (17,759,816 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−5,094,719→ 0 total(indirect: By LLC)
    → Class B Common Stock (5,094,719 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+3,566,303→ 3,566,303 total(indirect: By LLC)
    → Class A Common Stock (3,566,303 underlying)
  • Conversion

    Series D Preferred Stock

    2024-04-29−8,015,457→ 0 total(indirect: By LLC)
    → Class B Common Stock (8,015,457 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+4,123,410→ 4,123,410 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class A Common Stock (4,123,410 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+5,094,719→ 5,094,719 total(indirect: By LLC)
    → Class A Common Stock (5,094,719 underlying)
  • Conversion

    Series D Preferred Stock

    2024-04-29−843,732→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (843,732 underlying)
Holdings

  • Class B Common Stock

    (indirect: By Lightspeed Venture Partners X, L.P.)
    → Class A Common Stock (406,637 underlying)
    406,637

  • Class B Common Stock

    (indirect: By Lightspeed Affiliates X, L.P)
    → Class A Common Stock (18,084 underlying)
    18,084
Lightspeed Ultimate General Partner Select II, Ltd.
10% Owner
Transactions
  • Conversion

    Series E Preferred Stock

    2024-04-29−297,192→ 0 total
    → Class B Common Stock (297,192 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−5,094,719→ 0 total(indirect: By LLC)
    → Class B Common Stock (5,094,719 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−3,566,303→ 0 total(indirect: By LLC)
    → Class B Common Stock (3,566,303 underlying)
  • Conversion

    Series A Preferred Stock

    2024-04-29−14,132,696→ 0 total
    → Class B Common Stock (14,132,696 underlying)
  • Conversion

    Series B Preferred Stock

    2024-04-29−3,329,928→ 0 total
    → Class B Common Stock (3,329,928 underlying)
  • Conversion

    Series C Preferred Stock

    2024-04-29−2,940,030→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (2,940,030 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−339,648→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (339,648 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+8,015,457→ 8,015,457 total(indirect: By LLC)
    → Class A Common Stock (8,015,457 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+3,566,303→ 3,566,303 total(indirect: By LLC)
    → Class A Common Stock (3,566,303 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+4,123,410→ 4,123,410 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class A Common Stock (4,123,410 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+17,759,816→ 17,759,816 total
    → Class A Common Stock (17,759,816 underlying)
  • Conversion

    Series D Preferred Stock

    2024-04-29−843,732→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (843,732 underlying)
  • Conversion

    Series D Preferred Stock

    2024-04-29−8,015,457→ 0 total(indirect: By LLC)
    → Class B Common Stock (8,015,457 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+5,094,719→ 5,094,719 total(indirect: By LLC)
    → Class A Common Stock (5,094,719 underlying)
Holdings

  • Class B Common Stock

    (indirect: By Lightspeed Venture Partners X, L.P.)
    → Class A Common Stock (406,637 underlying)
    406,637

  • Class B Common Stock

    (indirect: By Lightspeed Affiliates X, L.P)
    → Class A Common Stock (18,084 underlying)
    18,084
Lightspeed Venture Partners X, L.P.
10% Owner
Transactions
  • Conversion

    Series E Preferred Stock

    2024-04-29−297,192→ 0 total
    → Class B Common Stock (297,192 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+3,566,303→ 3,566,303 total(indirect: By LLC)
    → Class A Common Stock (3,566,303 underlying)
  • Conversion

    Series C Preferred Stock

    2024-04-29−2,940,030→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (2,940,030 underlying)
  • Conversion

    Series D Preferred Stock

    2024-04-29−843,732→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (843,732 underlying)
  • Conversion

    Series A Preferred Stock

    2024-04-29−14,132,696→ 0 total
    → Class B Common Stock (14,132,696 underlying)
  • Conversion

    Series B Preferred Stock

    2024-04-29−3,329,928→ 0 total
    → Class B Common Stock (3,329,928 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+8,015,457→ 8,015,457 total(indirect: By LLC)
    → Class A Common Stock (8,015,457 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−5,094,719→ 0 total(indirect: By LLC)
    → Class B Common Stock (5,094,719 underlying)
  • Conversion

    Series D Preferred Stock

    2024-04-29−8,015,457→ 0 total(indirect: By LLC)
    → Class B Common Stock (8,015,457 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−339,648→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (339,648 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+4,123,410→ 4,123,410 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class A Common Stock (4,123,410 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+5,094,719→ 5,094,719 total(indirect: By LLC)
    → Class A Common Stock (5,094,719 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+17,759,816→ 17,759,816 total
    → Class A Common Stock (17,759,816 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−3,566,303→ 0 total(indirect: By LLC)
    → Class B Common Stock (3,566,303 underlying)
Holdings

  • Class B Common Stock

    (indirect: By Lightspeed Affiliates X, L.P)
    → Class A Common Stock (18,084 underlying)
    18,084

  • Class B Common Stock

    (indirect: By Lightspeed Venture Partners X, L.P.)
    → Class A Common Stock (406,637 underlying)
    406,637
Lightspeed Affiliates X, L.P.
10% Owner
Transactions
  • Conversion

    Series B Preferred Stock

    2024-04-29−3,329,928→ 0 total
    → Class B Common Stock (3,329,928 underlying)
  • Conversion

    Series C Preferred Stock

    2024-04-29−2,940,030→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (2,940,030 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+5,094,719→ 5,094,719 total(indirect: By LLC)
    → Class A Common Stock (5,094,719 underlying)
  • Conversion

    Series A Preferred Stock

    2024-04-29−14,132,696→ 0 total
    → Class B Common Stock (14,132,696 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−3,566,303→ 0 total(indirect: By LLC)
    → Class B Common Stock (3,566,303 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−339,648→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (339,648 underlying)
  • Conversion

    Series D Preferred Stock

    2024-04-29−8,015,457→ 0 total(indirect: By LLC)
    → Class B Common Stock (8,015,457 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+8,015,457→ 8,015,457 total(indirect: By LLC)
    → Class A Common Stock (8,015,457 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+17,759,816→ 17,759,816 total
    → Class A Common Stock (17,759,816 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+3,566,303→ 3,566,303 total(indirect: By LLC)
    → Class A Common Stock (3,566,303 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−297,192→ 0 total
    → Class B Common Stock (297,192 underlying)
  • Conversion

    Series D Preferred Stock

    2024-04-29−843,732→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (843,732 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−5,094,719→ 0 total(indirect: By LLC)
    → Class B Common Stock (5,094,719 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+4,123,410→ 4,123,410 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class A Common Stock (4,123,410 underlying)
Holdings

  • Class B Common Stock

    (indirect: By Lightspeed Affiliates X, L.P)
    → Class A Common Stock (18,084 underlying)
    18,084

  • Class B Common Stock

    (indirect: By Lightspeed Venture Partners X, L.P.)
    → Class A Common Stock (406,637 underlying)
    406,637
Lightspeed General Partner X, L.P.
10% Owner
Transactions
  • Conversion

    Series B Preferred Stock

    2024-04-29−3,329,928→ 0 total
    → Class B Common Stock (3,329,928 underlying)
  • Conversion

    Series C Preferred Stock

    2024-04-29−2,940,030→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (2,940,030 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−339,648→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (339,648 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−297,192→ 0 total
    → Class B Common Stock (297,192 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+8,015,457→ 8,015,457 total(indirect: By LLC)
    → Class A Common Stock (8,015,457 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+4,123,410→ 4,123,410 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class A Common Stock (4,123,410 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−5,094,719→ 0 total(indirect: By LLC)
    → Class B Common Stock (5,094,719 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−3,566,303→ 0 total(indirect: By LLC)
    → Class B Common Stock (3,566,303 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+3,566,303→ 3,566,303 total(indirect: By LLC)
    → Class A Common Stock (3,566,303 underlying)
  • Conversion

    Series D Preferred Stock

    2024-04-29−8,015,457→ 0 total(indirect: By LLC)
    → Class B Common Stock (8,015,457 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+5,094,719→ 5,094,719 total(indirect: By LLC)
    → Class A Common Stock (5,094,719 underlying)
  • Conversion

    Series A Preferred Stock

    2024-04-29−14,132,696→ 0 total
    → Class B Common Stock (14,132,696 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+17,759,816→ 17,759,816 total
    → Class A Common Stock (17,759,816 underlying)
  • Conversion

    Series D Preferred Stock

    2024-04-29−843,732→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (843,732 underlying)
Holdings

  • Class B Common Stock

    (indirect: By Lightspeed Venture Partners X, L.P.)
    → Class A Common Stock (406,637 underlying)
    406,637

  • Class B Common Stock

    (indirect: By Lightspeed Affiliates X, L.P)
    → Class A Common Stock (18,084 underlying)
    18,084
Lightspeed Ultimate General Partner IX, Ltd.
10% Owner
Transactions
  • Conversion

    Class B Common Stock

    2024-04-29+17,759,816→ 17,759,816 total
    → Class A Common Stock (17,759,816 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−3,566,303→ 0 total(indirect: By LLC)
    → Class B Common Stock (3,566,303 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+8,015,457→ 8,015,457 total(indirect: By LLC)
    → Class A Common Stock (8,015,457 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+5,094,719→ 5,094,719 total(indirect: By LLC)
    → Class A Common Stock (5,094,719 underlying)
  • Conversion

    Series C Preferred Stock

    2024-04-29−2,940,030→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (2,940,030 underlying)
  • Conversion

    Series D Preferred Stock

    2024-04-29−843,732→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (843,732 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−339,648→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (339,648 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+4,123,410→ 4,123,410 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class A Common Stock (4,123,410 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+3,566,303→ 3,566,303 total(indirect: By LLC)
    → Class A Common Stock (3,566,303 underlying)
  • Conversion

    Series A Preferred Stock

    2024-04-29−14,132,696→ 0 total
    → Class B Common Stock (14,132,696 underlying)
  • Conversion

    Series B Preferred Stock

    2024-04-29−3,329,928→ 0 total
    → Class B Common Stock (3,329,928 underlying)
  • Conversion

    Series D Preferred Stock

    2024-04-29−8,015,457→ 0 total(indirect: By LLC)
    → Class B Common Stock (8,015,457 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−297,192→ 0 total
    → Class B Common Stock (297,192 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−5,094,719→ 0 total(indirect: By LLC)
    → Class B Common Stock (5,094,719 underlying)
Holdings

  • Class B Common Stock

    (indirect: By Lightspeed Venture Partners X, L.P.)
    → Class A Common Stock (406,637 underlying)
    406,637

  • Class B Common Stock

    (indirect: By Lightspeed Affiliates X, L.P)
    → Class A Common Stock (18,084 underlying)
    18,084
Lightspeed General Partner Select II, L.P.
10% Owner
Transactions
  • Conversion

    Series E Preferred Stock

    2024-04-29−3,566,303→ 0 total(indirect: By LLC)
    → Class B Common Stock (3,566,303 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+4,123,410→ 4,123,410 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class A Common Stock (4,123,410 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+5,094,719→ 5,094,719 total(indirect: By LLC)
    → Class A Common Stock (5,094,719 underlying)
  • Conversion

    Series A Preferred Stock

    2024-04-29−14,132,696→ 0 total
    → Class B Common Stock (14,132,696 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−297,192→ 0 total
    → Class B Common Stock (297,192 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+17,759,816→ 17,759,816 total
    → Class A Common Stock (17,759,816 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−339,648→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (339,648 underlying)
  • Conversion

    Series B Preferred Stock

    2024-04-29−3,329,928→ 0 total
    → Class B Common Stock (3,329,928 underlying)
  • Conversion

    Series C Preferred Stock

    2024-04-29−2,940,030→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (2,940,030 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+8,015,457→ 8,015,457 total(indirect: By LLC)
    → Class A Common Stock (8,015,457 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+3,566,303→ 3,566,303 total(indirect: By LLC)
    → Class A Common Stock (3,566,303 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−5,094,719→ 0 total(indirect: By LLC)
    → Class B Common Stock (5,094,719 underlying)
  • Conversion

    Series D Preferred Stock

    2024-04-29−8,015,457→ 0 total(indirect: By LLC)
    → Class B Common Stock (8,015,457 underlying)
  • Conversion

    Series D Preferred Stock

    2024-04-29−843,732→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (843,732 underlying)
Holdings

  • Class B Common Stock

    (indirect: By Lightspeed Venture Partners X, L.P.)
    → Class A Common Stock (406,637 underlying)
    406,637

  • Class B Common Stock

    (indirect: By Lightspeed Affiliates X, L.P)
    → Class A Common Stock (18,084 underlying)
    18,084
Lightspeed Venture Partners Select II, L.P.
10% Owner
Transactions
  • Conversion

    Series D Preferred Stock

    2024-04-29−8,015,457→ 0 total(indirect: By LLC)
    → Class B Common Stock (8,015,457 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+3,566,303→ 3,566,303 total(indirect: By LLC)
    → Class A Common Stock (3,566,303 underlying)
  • Conversion

    Series B Preferred Stock

    2024-04-29−3,329,928→ 0 total
    → Class B Common Stock (3,329,928 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−339,648→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (339,648 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−297,192→ 0 total
    → Class B Common Stock (297,192 underlying)
  • Conversion

    Series A Preferred Stock

    2024-04-29−14,132,696→ 0 total
    → Class B Common Stock (14,132,696 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+17,759,816→ 17,759,816 total
    → Class A Common Stock (17,759,816 underlying)
  • Conversion

    Series D Preferred Stock

    2024-04-29−843,732→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (843,732 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+4,123,410→ 4,123,410 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class A Common Stock (4,123,410 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+8,015,457→ 8,015,457 total(indirect: By LLC)
    → Class A Common Stock (8,015,457 underlying)
  • Conversion

    Series C Preferred Stock

    2024-04-29−2,940,030→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (2,940,030 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−5,094,719→ 0 total(indirect: By LLC)
    → Class B Common Stock (5,094,719 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+5,094,719→ 5,094,719 total(indirect: By LLC)
    → Class A Common Stock (5,094,719 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−3,566,303→ 0 total(indirect: By LLC)
    → Class B Common Stock (3,566,303 underlying)
Holdings

  • Class B Common Stock

    (indirect: By Lightspeed Venture Partners X, L.P.)
    → Class A Common Stock (406,637 underlying)
    406,637

  • Class B Common Stock

    (indirect: By Lightspeed Affiliates X, L.P)
    → Class A Common Stock (18,084 underlying)
    18,084
Lightspeed Ultimate General Partner X, Ltd.
10% Owner
Transactions
  • Conversion

    Class B Common Stock

    2024-04-29+17,759,816→ 17,759,816 total
    → Class A Common Stock (17,759,816 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−339,648→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (339,648 underlying)
  • Conversion

    Series D Preferred Stock

    2024-04-29−8,015,457→ 0 total(indirect: By LLC)
    → Class B Common Stock (8,015,457 underlying)
  • Conversion

    Series B Preferred Stock

    2024-04-29−3,329,928→ 0 total
    → Class B Common Stock (3,329,928 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+4,123,410→ 4,123,410 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class A Common Stock (4,123,410 underlying)
  • Conversion

    Series D Preferred Stock

    2024-04-29−843,732→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (843,732 underlying)
  • Conversion

    Series A Preferred Stock

    2024-04-29−14,132,696→ 0 total
    → Class B Common Stock (14,132,696 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−297,192→ 0 total
    → Class B Common Stock (297,192 underlying)
  • Conversion

    Series C Preferred Stock

    2024-04-29−2,940,030→ 0 total(indirect: By Lightspeed Venture Partners Select II, L.P.)
    → Class B Common Stock (2,940,030 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+8,015,457→ 8,015,457 total(indirect: By LLC)
    → Class A Common Stock (8,015,457 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−3,566,303→ 0 total(indirect: By LLC)
    → Class B Common Stock (3,566,303 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+3,566,303→ 3,566,303 total(indirect: By LLC)
    → Class A Common Stock (3,566,303 underlying)
  • Conversion

    Series E Preferred Stock

    2024-04-29−5,094,719→ 0 total(indirect: By LLC)
    → Class B Common Stock (5,094,719 underlying)
  • Conversion

    Class B Common Stock

    2024-04-29+5,094,719→ 5,094,719 total(indirect: By LLC)
    → Class A Common Stock (5,094,719 underlying)
Holdings

  • Class B Common Stock

    (indirect: By Lightspeed Venture Partners X, L.P.)
    → Class A Common Stock (406,637 underlying)
    406,637

  • Class B Common Stock

    (indirect: By Lightspeed Affiliates X, L.P)
    → Class A Common Stock (18,084 underlying)
    18,084
Footnotes (9)
  • [F1]The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.
  • [F2]Shares are held by Lightspeed Venture Partners IX, L.P. ("Lightspeed IX"). Lightspeed General Partner IX, L.P. ("LGP IX") is the general partner of Lightspeed IX. Lightspeed Ultimate General Partner IX, Ltd. ("LUGP IX") is the general partner of LGP IX. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP IX and share voting and dispositive power with respect to the shares held by Lightspeed IX. Each of LGP IX, LUGP IX and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
  • [F3]Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.
  • [F4]Shares are held by Lightspeed Venture Partners Select II, L.P. ("Lightspeed Select II"). Lightspeed General Partner Select II, L.P. ("LGP Select II") is the general partner of Lightspeed Select II. Lightspeed Ultimate General Partner Select II, Ltd. ("LUGP Select II") is the general partner of LGP Select II. Barry Eggers, Ravi Mhatre and Peter Nieh are the directors of LUGP Select II and share voting and dispositive power with respect to the shares held by Lightspeed Select II. Each of LGP Select II, LUGP Select II and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
  • [F5]Shares are held by Lightspeed SPV I, LLC ("Lightspeed SPV I"). LS SPV Management, LLC ("LS SPV") is the manager of Lightspeed SPV I. Barry Eggers, Ravi Mhatre and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
  • [F6]Shares are held by Lightspeed SPV I-B, LLC ("Lightspeed SPV I-B"). LS SPV is the manager of Lightspeed SPV I-B. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-B. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
  • [F7]Shares are held by Lightspeed SPV I-C, LLC ("Lightspeed SPV I-C"). LS SPV is the manager of Lightspeed SPV I-C. Barry Eggers, Ravi Mhatre, and Peter Nieh are the managing members of LS SPV and share voting and dispositive power with respect to the shares held by Lightspeed SPV I-C. Each of LS SPV and Messrs. Eggers and Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
  • [F8]Shares are held by Lightspeed Venture Partners X, L.P. ("Lightspeed X"). Lightspeed General Partner X, L.P. ("LGP X") is the general partner of Lightspeed X. Lightspeed Ultimate General Partner X, Ltd. ("LUGP X") is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed X. Each of LGP X, LUGP X and Messrs. Eggers Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.
  • [F9]Shares are held by Lightspeed Affiliates X, L.P. ("Lightspeed Affiliates X"). LGP X, is the general partner of Lightspeed Affiliates X. LUGP X is the general partner of LGP X. Barry Eggers, Ravi Mhatre, and Peter Nieh are the directors of LUGP X and share voting and dispositive power with respect to the shares held by Lightspeed Affiliates X. Each of LGP X, LUGP X and Messrs. Eggers Nieh disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. Mr. Mhatre is a director of the Issuer and files separate Section 16 reports.

Documents

1 file

Issuer

Rubrik, Inc.

CIK 0001943896

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001539061

Filing Metadata

Form type
4
Filed
Apr 30, 8:00 PM ET
Accepted
May 1, 6:01 PM ET
Size
58.7 KB
View on SEC.gov