4//SEC Filing
Liu Ying Christina 4
Accession 0001415889-24-012926
CIK 0001699838other
Filed
May 9, 8:00 PM ET
Accepted
May 10, 7:00 PM ET
Size
25.4 KB
Accession
0001415889-24-012926
Insider Transaction Report
Form 4
Confluent, Inc.CFLT
Liu Ying Christina
Chief Accounting Officer
Transactions
- Sale
Class A Common Stock
2024-05-10$29.88/sh−3,635$108,614→ 168,703 total - Exercise/Conversion
Stock Option (Right to Buy)
2024-05-09−68,000→ 332,000 totalExercise: $15.68Exp: 2031-03-18→ Class B Common Stock (68,000 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2024-05-10−4,000→ 328,000 totalExercise: $15.68Exp: 2031-03-18→ Class B Common Stock (4,000 underlying) - Conversion
Class B Common Stock
2024-05-10−4,000→ 0 total→ Class A Common Stock (4,000 underlying) - Conversion
Class A Common Stock
2024-05-09+68,000→ 236,338 total - Sale
Class A Common Stock
2024-05-09$31.06/sh−68,000$2,112,080→ 168,338 total - Conversion
Class A Common Stock
2024-05-10+4,000→ 172,338 total - Sale
Class A Common Stock
2024-05-10$30.87/sh−365$11,268→ 168,338 total - Exercise/Conversion
Class B Common Stock
2024-05-09+68,000→ 68,000 total→ Class A Common Stock (68,000 underlying) - Conversion
Class B Common Stock
2024-05-09−68,000→ 0 total→ Class A Common Stock (68,000 underlying) - Exercise/Conversion
Class B Common Stock
2024-05-10+4,000→ 4,000 total→ Class A Common Stock (4,000 underlying)
Footnotes (6)
- [F1]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
- [F2]Shares sold pursuant to a 10b5-1 trading plan dated November 29, 2023.
- [F3]The shares were sold at prices ranging from $30.69 to $31.57. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The shares were sold at prices ranging from $29.38 to $30.34. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]The shares were sold at prices ranging from $30.51 to $31.15. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]The shares subject to the option are immediately exercisable. 25% of the shares vested on March 18, 2022 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.
Documents
Issuer
Confluent, Inc.
CIK 0001699838
Entity typeother
Related Parties
1- filerCIK 0001783302
Filing Metadata
- Form type
- 4
- Filed
- May 9, 8:00 PM ET
- Accepted
- May 10, 7:00 PM ET
- Size
- 25.4 KB