Home/Filings/4/0001415889-24-013487
4//SEC Filing

FALLON LYNNETTE C 4

Accession 0001415889-24-013487

CIK 0001113232other

Filed

May 16, 8:00 PM ET

Accepted

May 17, 4:15 PM ET

Size

12.5 KB

Accession

0001415889-24-013487

Insider Transaction Report

Form 4
Period: 2024-05-15
FALLON LYNNETTE C
Executive VP, HR/Legal
Transactions
  • Award

    Common Stock

    2024-05-15+3,20033,495 total
  • Tax Payment

    Common Stock

    2024-05-15$112.94/sh1,017$114,86032,478 total
  • Tax Payment

    Common Stock

    2024-05-15$112.94/sh300$33,88232,178 total
  • Tax Payment

    Common Stock

    2024-05-16$113.57/sh628$71,32231,550 total
Footnotes (9)
  • [F1]These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan on May 15, 2024. In this grant, the executive may earn shares of common stock, ranging from zero to 150% of the granted units. The shares are earned based on the achievement of 2024 performance goals. 100% of the earned shares will vest on February 28, 2025. Unearned restricted stock units will forfeit on February 28, 2025.
  • [F2]Of the shares held after this grant on May 15, 2024, 18,623 shares were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
  • [F3]This forfeiture of shares for tax withholding purposes relates to the vesting on May 15, 2024 of service vesting restricted stock units granted to the executive in May 2023. As agreed with the executive, the shares issued to the executive on the vesting were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested restricted stock units.
  • [F4]Represents the closing price of the common stock on the date of the tax withholding.
  • [F5]Of the shares held after this vesting event on May 15, 2024, 15,900 were issuable on vesting of restricted stock units granted to the reporting person under the 2012 Equity Incentive Plan and are subject to forfeiture.
  • [F6]This forfeiture of shares for tax withholding purposes relates to the vesting on May 15, 2024 of service vesting restricted stock units granted to the executive in May 2020. As agreed with the executive, the shares issued to the executive on the vesting were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested restricted stock units.
  • [F7]Of the shares held after this vesting event on May 15, 2024, 15,225 were issuable on vesting of restricted stock units granted to the reporting person under the 2012 Equity Incentive Plan and are subject to forfeiture.
  • [F8]This forfeiture of shares for tax withholding purposes relates to the vesting on May 16, 2024 of service vesting restricted stock units granted to the executive in May 2022. As agreed with the executive, the shares issued to the executive on the vesting were reduced by a number of shares having a value equal to the executive's tax withholding obligation with respect to the vested restricted stock units.
  • [F9]Of the shares held after this vesting event on May 16, 2024, 13,809 were issuable on vesting of restricted stock units granted to the reporting person under the 2012 Equity Incentive Plan and are subject to forfeiture.

Issuer

AXCELIS TECHNOLOGIES INC

CIK 0001113232

Entity typeother

Related Parties

1
  • filerCIK 0001195654

Filing Metadata

Form type
4
Filed
May 16, 8:00 PM ET
Accepted
May 17, 4:15 PM ET
Size
12.5 KB