4//SEC Filing
Leonsis Theodore 4
Accession 0001415889-24-017312
CIK 0001717115other
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 9:45 PM ET
Size
17.9 KB
Accession
0001415889-24-017312
Insider Transaction Report
Form 4
Leonsis Theodore
Director
Transactions
- Award
Class A Common Stock
2024-06-13+13,514→ 13,514 total - Conversion
Series C Preferred Stock
2024-06-17−1,397,057→ 0 total(indirect: By Revolution Growth III, LP)→ Class A Common Stock (1,397,057 underlying) - Conversion
Series E Preferred Stock
2024-06-17−597,271→ 0 total(indirect: Revolution Growth III, LP)→ Class A Common Stock (597,271 underlying) - Award
Class A Common Stock
2024-06-17+397,888→ 3,660,948 total(indirect: By Revolution Growth III, LP) - Conversion
Series D Preferred Stock
2024-06-17−1,066,791→ 0 total(indirect: By Revolution Growth III, LP)→ Class A Common Stock (1,066,791 underlying) - Conversion
Series F Preferred Stock
2024-06-17−201,941→ 0 total(indirect: By Revolution Growth III, LP)→ Class A Common Stock (201,941 underlying) - Conversion
Class A Common Stock
2024-06-17+3,263,060→ 3,263,060 total(indirect: By Revolution Growth III, LP)
Footnotes (4)
- [F1]Represents a restricted stock unit ("RSU") award. The RSUs vest in 20 substantially equal quarterly installments commencing on September 13, 2024.
- [F2]Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.
- [F3]The Reporting Person is a member of the investment committee of the ultimate general partner of Revolution Growth III, LP ("RG III") and may be deemed to share dispositive power over the shares held by RG III.
- [F4]On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9.
Documents
Issuer
Tempus AI, Inc.
CIK 0001717115
Entity typeother
Related Parties
1- filerCIK 0001452645
Filing Metadata
- Form type
- 4
- Filed
- Jun 16, 8:00 PM ET
- Accepted
- Jun 17, 9:45 PM ET
- Size
- 17.9 KB