Allen Andrew R 4
4 · Gritstone bio, Inc. · Filed Jun 26, 2024
Insider Transaction Report
Form 4
Allen Andrew R
DirectorPresident and CEO
Transactions
- Gift
Common Stock
2024-06-24−325,000→ 1,124,275 total(indirect: See footnote) - Gift
Common Stock
2024-06-24−325,000→ 985,360 total
Holdings
- 325,000(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The reported transaction represents a bona fide gift for no consideration of the following shares of the issuer's Common Stock to the direct beneficial ownership of the reporting person: (i) 162,649 shares from the Allen 2022 Annuity Trust and (ii) 162,351 shares from The Allen Revocable Trust dated 12/19/2013.
- [F2]The shares are directly held by the Allen 2022 Annuity Trust and The Allen Revocable Trust dated 12/19/2013 (collectively, the "Trusts") for which the reporting person serves as a co-trustee. The reporting person disclaims beneficial ownership of the shares held by the Trusts except to the extent of his pecuniary interest therein.
- [F3]The reported transaction represents a bona fide gift for no consideration of 325,000 shares of the issuer's Common Stock to from the direct beneficial ownership of the reporting person to the Allen 2024 Gift Trust, a revocable trust for which the reporting person serves as a co-trustee.
- [F4]The shares are directly held by the Allen 2024 Gift Trust (the "2024 Trust"), a revocable trust for which the reporting person serves as a co-trustee. The reporting person disclaims beneficial ownership of the shares held by the 2024 Trust except to the extent of his pecuniary interest therein.