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4//SEC Filing

Babler Martin 4

Accession 0001415889-24-018589

CIK 0001847367other
View on SEC.govCompany Profile

Filed

Jun 30, 8:00 PM ET

Accepted

Jul 1, 4:35 PM ET

Size

50.8 KB

Accession

0001415889-24-018589

Insider Transaction Report

Form 4
Period: 2024-06-27
ALUMIS INC.ALMS
Babler Martin
DirectorPresident, CEO and Chairman
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-07-01−478,288→ 0 total
    Exercise: $10.20Exp: 2034-05-05→ Class A Common Stock (478,288 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-07-01−245,989→ 0 total
    Exercise: $13.33Exp: 2034-06-05→ Class A Common Stock (245,989 underlying)
  • Award

    Common Stock

    2024-07-01+90,804→ 90,804 total(indirect: By Trust)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-07-01−380,852→ 0 total
    Exercise: $3.84Exp: 2031-09-14→ Class A Common Stock (380,852 underlying)
  • Award

    Stock Option (Right to Buy)

    2024-06-27+21,390→ 21,390 total
    Exercise: $16.00Exp: 2034-06-26→ Class A Common Stock (21,390 underlying)
  • Award

    Stock Option (Right to Buy)

    2024-07-01+106,951→ 106,951 total
    Exercise: $8.84Exp: 2032-01-26→ Common Stock (106,951 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-07-01−263,101→ 0 total
    Exercise: $8.84Exp: 2033-06-22→ Class A Common Stock (263,101 underlying)
  • Award

    Stock Option (Right to Buy)

    2024-07-01+263,101→ 263,101 total
    Exercise: $8.84Exp: 2033-06-22→ Common Stock (263,101 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-07-01−241,210→ 0 total
    Exercise: $8.84Exp: 2034-03-28→ Class A Common Stock (241,210 underlying)
  • Award

    Stock Option (Right to Buy)

    2024-07-01+241,210→ 241,210 total
    Exercise: $8.84Exp: 2034-03-28→ Common Stock (241,210 underlying)
  • Award

    Stock Option (Right to Buy)

    2024-07-01+478,288→ 478,288 total
    Exercise: $10.20Exp: 2034-05-05→ Common Stock (478,288 underlying)
  • Award

    Stock Option (Right to Buy)

    2024-07-01+245,989→ 245,989 total
    Exercise: $13.33Exp: 2034-06-05→ Common Stock (245,989 underlying)
  • Disposition to Issuer

    Class A Common Stock

    2024-07-01−90,804→ 0 total(indirect: By Trust)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-07-01−21,390→ 0 total
    Exercise: $16.00Exp: 2034-06-26→ Class A Common Stock (21,390 underlying)
  • Award

    Stock Option (Right to Buy)

    2024-07-01+21,390→ 21,390 total
    Exercise: $16.00Exp: 2034-06-26→ Common Stock (21,390 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-07-01−534,759→ 0 total
    Exercise: $8.84Exp: 2032-01-26→ Class A Common Stock (534,759 underlying)
  • Award

    Stock Option (Right to Buy)

    2024-07-01+380,852→ 380,852 total
    Exercise: $3.84Exp: 2031-09-14→ Common Stock (380,852 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-07-01−106,951→ 0 total
    Exercise: $8.84Exp: 2032-01-26→ Class A Common Stock (106,951 underlying)
  • Award

    Stock Option (Right to Buy)

    2024-07-01+534,759→ 534,759 total
    Exercise: $8.84Exp: 2032-01-26→ Common Stock (534,759 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2024-07-01−107,028→ 0 total
    Exercise: $8.84Exp: 2033-10-08→ Class A Common Stock (107,028 underlying)
  • Award

    Stock Option (Right to Buy)

    2024-07-01+107,028→ 107,028 total
    Exercise: $8.84Exp: 2033-10-08→ Common Stock (107,028 underlying)
Footnotes (11)
  • [F1]Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.
  • [F10]The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
  • [F11]25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
  • [F2]Shares are held directly by Martin Babler revocable trust UAD October 25, 2006, for which Reporting Person serves as a trustee.
  • [F3]25% of the shares underlying this option vest on June 21, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
  • [F4]25% of the shares underlying this option vested on September 15, 2022, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date. This option was originally granted in the amount of 3,000,000 shares and was subsequently partially exercised for 1,219,513 shares on October 22, 2021.
  • [F5]25% of the shares underlying this option vested on January 27, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
  • [F6]33% of the shares underlying this option vested on January 27, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
  • [F7]25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest n equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
  • [F8]25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
  • [F9]25% of the shares underlying this option vest on March 29, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.

Documents

1 file

Issuer

ALUMIS INC.

CIK 0001847367

→
Entity typeother

Related Parties

1
  • filerCIK 0001435618

Filing Metadata

Form type
4
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 4:35 PM ET
Size
50.8 KB
View on SEC.gov