Schroer John R. 4

4 · ALUMIS INC. · Filed Jul 1, 2024

Insider Transaction Report

Form 4

Period: 2024-06-27

ALUMIS INC.ALMS

Schroer John R.

Chief Financial Officer

Transactions

Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−171,122→ 0 total
Exercise: $8.84Exp: 2032-04-10→ Class A Common Stock (171,122 underlying)
Award
Stock Option (Right to Buy)
2024-07-01+17,112→ 17,112 total
Exercise: $16.00Exp: 2034-06-26→ Common Stock (17,112 underlying)
Award
Stock Option (Right to Buy)
2024-07-01+171,122→ 171,122 total
Exercise: $8.84Exp: 2032-04-10→ Common Stock (171,122 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−64,171→ 0 total
Exercise: $8.84Exp: 2032-04-10→ Class A Common Stock (64,171 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−12,834→ 0 total
Exercise: $8.84Exp: 2033-06-22→ Class A Common Stock (12,834 underlying)
Award
Stock Option (Right to Buy)
2024-07-01+12,834→ 12,834 total
Exercise: $8.84Exp: 2033-06-22→ Common Stock (12,834 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−17,171→ 0 total
Exercise: $8.84Exp: 2033-10-08→ Class A Common Stock (17,171 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−59,516→ 0 total
Exercise: $8.84Exp: 2034-03-28→ Class A Common Stock (59,516 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−55,978→ 0 total
Exercise: $10.20Exp: 2034-05-05→ Class A Common Stock (55,978 underlying)
Award
Stock Option (Right to Buy)
2024-06-27+17,112→ 17,112 total
Exercise: $16.00Exp: 2034-06-26→ Class A Common Stock (17,112 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−17,112→ 0 total
Exercise: $16.00Exp: 2034-06-26→ Class A Common Stock (17,112 underlying)
Award
Stock Option (Right to Buy)
2024-07-01+17,171→ 17,171 total
Exercise: $8.84Exp: 2033-10-08→ Common Stock (17,171 underlying)
Award
Stock Option (Right to Buy)
2024-07-01+64,171→ 64,171 total
Exercise: $8.84Exp: 2032-04-10→ Common Stock (64,171 underlying)
Award
Stock Option (Right to Buy)
2024-07-01+59,516→ 59,516 total
Exercise: $8.84Exp: 2034-03-28→ Common Stock (59,516 underlying)
Award
Stock Option (Right to Buy)
2024-07-01+55,978→ 55,978 total
Exercise: $10.20Exp: 2034-05-05→ Common Stock (55,978 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2024-07-01−70,588→ 0 total
Exercise: $13.33Exp: 2034-06-05→ Class A Common Stock (70,588 underlying)
Award
Stock Option (Right to Buy)
2024-07-01+70,588→ 70,588 total
Exercise: $13.33Exp: 2034-06-05→ Common Stock (70,588 underlying)

Footnotes (9)

[F1]25% of the shares underlying this option vest on June 21, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
[F2]Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.
[F3]25% of the shares underlying this option vested on March 30, 2023 and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
[F4]33% of the shares underlying this option vested on March 30, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
[F5]25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
[F6]25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
[F7]25% of the shares underlying this option vest on March 29, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
[F8]The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
[F9]25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.

Documents

1 file

4
form4-07012024_080709.xmlPrimary