4//SEC Filing
Singh Jagdeep 4
Accession 0001415889-24-021307
CIK 0001811414other
Filed
Aug 13, 8:00 PM ET
Accepted
Aug 14, 4:58 PM ET
Size
12.5 KB
Accession
0001415889-24-021307
Insider Transaction Report
Form 4
Singh Jagdeep
DirectorChief Executive Officer10% OwnerOther
Transactions
- Exercise/Conversion
Class A Common Stock
2024-08-12$1.31/sh+192,270$252,412→ 3,001,523 total - Sale
Class A Common Stock
2024-08-12$5.50/sh−192,270$1,057,927→ 2,809,253 total - Exercise/Conversion
Stock Option (right to buy)
2024-08-12−192,270→ 1,730,430 totalExercise: $1.31From: 2018-12-10Exp: 2026-08-19→ Class A Common Stock (192,270 underlying) - Sale
Class A Common Stock
2024-08-12$5.50/sh−57,690$317,428→ 5,831,618 total(indirect: By Trust)
Holdings
- 972,978(indirect: By Trust)
Class A Common Stock
Footnotes (5)
- [F1]The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2024.
- [F2]Exercise and sale of stock options expiring in the next two years.
- [F3]The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.42 to $5.705, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- [F4]Includes 1,001,359 shares represented by restricted stock units ("RSUs") and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.
- [F5]The Reporting Person's family members are beneficiaries of the trusts. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Documents
Issuer
QuantumScape Corp
CIK 0001811414
Entity typeother
Related Parties
1- filerCIK 0001398826
Filing Metadata
- Form type
- 4
- Filed
- Aug 13, 8:00 PM ET
- Accepted
- Aug 14, 4:58 PM ET
- Size
- 12.5 KB