Place Nicholas L. 4
4 · Bridgewater Bancshares Inc · Filed Sep 9, 2024
Insider Transaction Report
Form 4
Place Nicholas L.
CHIEF BANKING OFFICER
Transactions
- Exercise/Conversion
Common Stock
2024-09-06$3.58/sh+10,000$35,800→ 121,655 total - Tax Payment
Common Stock
2024-09-06$13.60/sh−2,633$35,809→ 119,022 total - Exercise of In-Money
option to buy
2024-09-06−10,000→ 0 totalExercise: $3.58Exp: 2024-12-31→ Common Stock (10,000 underlying)
Holdings
- 150,000
option to buy
Exercise: $7.47Exp: 2027-09-30→ Common Stock (150,000 underlying) - 21,000
option to buy
Exercise: $12.92Exp: 2029-12-06→ Common Stock (21,000 underlying) - 50,000
option to buy
Exercise: $17.50Exp: 2032-02-01→ Common Stock (50,000 underlying) - 7,500(indirect: By Spouse)
Common Stock
Footnotes (6)
- [F1]Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.
- [F2]Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2015.
- [F3]Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.
- [F4]Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.
- [F5]Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019.
- [F6]Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.