|4Oct 8, 4:15 PM ET

Roemer Alan S. 4

4 · IN8BIO, INC. · Filed Oct 8, 2024

Insider Transaction Report

Form 4
Period: 2024-10-04
Transactions
  • Disposition to Issuer

    Series A Warrants (right to buy)

    2024-10-04102,4590 total
    Exercise: $1.25Exp: 2025-06-13Common Stock (102,459 underlying)
  • Award

    Series A Warrants (right to buy)

    2024-10-04+102,459102,459 total
    Exercise: $0.45Exp: 2025-10-04Common Stock (102,459 underlying)
  • Award

    Series C Warrants (right to buy)

    2024-10-04+126,582126,582 total
    Exercise: $0.27Exp: 2027-10-04Common Stock (126,582 underlying)
  • Award

    Common Stock

    2024-10-04+126,582285,030 total
Footnotes (4)
  • [F1]The reported securities are included within 126,582 Issuer Units purchased by the Reporting Person for $0.395 per Unit. Each Unit consists of one share of common stock and one Series C warrant representing the right to purchase 126,582 shares of common stock.
  • [F2]The reported transaction involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the "old" warrant and the grant of a "replacement" warrant. The warrant was originally granted on December 13, 2023 with an exercise price of $1.25 and expiration date of June 13, 2025. The exercise price was reduced to $0.45 and the warrant expiration date was extended to October 4, 2025.
  • [F3]Fully vested and exercisable.
  • [F4]The reported securities are included within 102,459 Issuer Units purchased by the Reporting Person for $1.22 per Unit. Each Unit consists of one share of common stock, one Series A warrant and one Series B warrant, each warrant represents the right to purchase 102,459 shares of common stock.

Documents

1 file
  • 4
    form4-10082024_041006.xmlPrimary