4//SEC Filing
LEE DANIEL R 4
Accession 0001415889-24-025466
CIK 0000891482other
Filed
Oct 20, 8:00 PM ET
Accepted
Oct 21, 5:52 PM ET
Size
17.0 KB
Accession
0001415889-24-025466
Insider Transaction Report
Form 4
LEE DANIEL R
DirectorChief Executive Officer
Transactions
- Sale
Common Stock
2024-10-17$5.00/sh−16,918$84,600→ 1,588,880 total - Exercise/Conversion
Common Stock
2024-10-18$1.25/sh+2,388$2,985→ 1,591,268 total - Exercise/Conversion
Employee Stock Option (right to buy)
2024-10-18−2,388→ 0 totalExercise: $1.25Exp: 2024-11-28→ Common Stock (2,388 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2024-10-17−16,918→ 2,388 totalExercise: $1.25Exp: 2024-11-28→ Common Stock (16,918 underlying) - Exercise/Conversion
Common Stock
2024-10-17$1.25/sh+16,918$21,148→ 1,605,798 total - Sale
Common Stock
2024-10-18$4.99/sh−2,388$11,917→ 1,588,880 total
Holdings
- 145,735(indirect: By Trust)
Common Stock
- 15,926(indirect: As custodian for daughter)
Common Stock
- 132,945(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2024
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.97 to $5.03, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.985 to $5.00, inclusive. The reporting person undertakes to provide to Full House Resorts, Inc., any stockholder of Full House Resorts, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The stock option fully vested on November 28, 2018.
Documents
Issuer
FULL HOUSE RESORTS INC
CIK 0000891482
Entity typeother
Related Parties
1- filerCIK 0001209589
Filing Metadata
- Form type
- 4
- Filed
- Oct 20, 8:00 PM ET
- Accepted
- Oct 21, 5:52 PM ET
- Size
- 17.0 KB