4//SEC Filing
FINN BRIAN D 4
Accession 0001415889-24-026176
CIK 0001826681other
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 5:20 PM ET
Size
10.6 KB
Accession
0001415889-24-026176
Insider Transaction Report
Form 4
FINN BRIAN D
Director
Transactions
- Award
Warrants (right to buy)
2024-10-31$0.13/sh+107,526$13,441→ 107,526 total(indirect: By LLC)Exercise: $2.30From: 2025-05-01Exp: 2030-05-01→ Common Stock (107,526 underlying) - Award
Common Stock
2024-10-31$2.20/sh+107,526$236,557→ 467,760 total(indirect: By LLC)
Holdings
- 243,125(indirect: By LLC)
Common Stock
- 62,142
Common Stock
- 85,858(indirect: By LLC)
Common Stock
Footnotes (4)
- [F1]The reported acquisition is an exempt transaction under Rule 16b-3.
- [F2]Securities are held by Marstar Investments LLC ("Marstar"). Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
- [F3]Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
- [F4]Securities are held by MI-MJ LLC ("MI-MJ"). Mr. Finn is the administrator of MI-MJ. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-MJ. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
Documents
Issuer
Palladyne AI Corp.
CIK 0001826681
Entity typeother
Related Parties
1- filerCIK 0001124195
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 5:20 PM ET
- Size
- 10.6 KB