FINN BRIAN D 4

4 · Palladyne AI Corp. · Filed Nov 5, 2024

Form 4

Period: 2024-10-31

Director

Transactions

Award
Warrants (right to buy)
2024-10-31$0.13/sh+107,526$13,441→ 107,526 total(indirect: By LLC)
Exercise: $2.30From: 2025-05-01Exp: 2030-05-01→ Common Stock (107,526 underlying)
Award
Common Stock
2024-10-31$2.20/sh+107,526$236,557→ 467,760 total(indirect: By LLC)

Holdings

Footnotes (4)

[F1]The reported acquisition is an exempt transaction under Rule 16b-3.
[F2]Securities are held by Marstar Investments LLC ("Marstar"). Mr. Finn is the administrator of Marstar and has sole voting and dispositive power over the shares of Issuer common stock held by Marstar. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
[F3]Securities are held by MI-CM LLC ("MI-CM"). Mr. Finn is the administrator of MI-CM. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-CM. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.
[F4]Securities are held by MI-MJ LLC ("MI-MJ"). Mr. Finn is the administrator of MI-MJ. As administrator, Mr. Finn has sole voting and dispositive power over the shares of Issuer common stock held by MI-MJ. Mr. Finn disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

Documents

1 file