Wolff Benjamin G 4/A
4/A · Palladyne AI Corp. · Filed Nov 5, 2024
Insider Transaction Report
Form 4/AAmended
Wolff Benjamin G
DirectorPRESIDENT & CEO
Transactions
- Award
Common Stock
2024-10-31$2.20/sh+107,526$236,557→ 107,526 total(indirect: See footnote) - Award
Warrants (right to buy)
2024-10-31$0.13/sh+107,526$13,441→ 107,526 total(indirect: See footnote)Exercise: $2.30From: 2025-05-01Exp: 2030-05-01→ Common Stock (107,526 underlying)
Holdings
- 383,119(indirect: See footnote)
Common Stock
- 904(indirect: By Spouse)
Common Stock
- 1,306,203
Common Stock
Footnotes (3)
- [F1]The acquisition reflected in the original Form 4 filed on November 4, 2024 ("Original Form 4") was an exempt transaction under Rule 16b-3. This amendment is being filed solely to amend the Original Form 4 to reflect the correct transaction code "A".
- [F2]Represents shares held by MLC Solo 401k Trust FOB Benjamin Wolff ("401k Trust"). Mr. Wolff and his spouse Julie Wolff are the trustees of the 401k Trust and share voting and dispositive power over equity held by the trust. Mr. Wolff is the sole beneficiary of the 401k Trust.
- [F3]Represents shares held by Mare's Leg Capital, LLC ("MLC"). MLC is an entity wholly owned by Mr. Wolff and his spouse Julie Wolff.