4//SEC Filing
Buscemi Stephanie 4
Accession 0001415889-24-026202
CIK 0001699838other
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 8:00 PM ET
Size
13.7 KB
Accession
0001415889-24-026202
Insider Transaction Report
Form 4
Confluent, Inc.CFLT
Buscemi Stephanie
Chief Marketing Officer
Transactions
- Conversion
Class B Common Stock
2024-11-01−152,094→ 0 total→ Class A Common Stock (152,094 underlying) - Conversion
Class A Common Stock
2024-11-01+152,094→ 313,767 total - Sale
Class A Common Stock
2024-11-01$26.24/sh−164,123$4,306,588→ 149,644 total - Exercise/Conversion
Class B Common Stock
2024-11-01+152,094→ 152,094 total→ Class A Common Stock (152,094 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2024-11-01−152,094→ 785,598 totalExercise: $15.68Exp: 2031-03-19→ Class B Common Stock (152,094 underlying)
Footnotes (4)
- [F1]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
- [F2]Shares sold pursuant to a 10b5-1 trading plan dated June 14, 2024.
- [F3]The shares were sold at prices ranging from $25.87 to $26.58. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]Twenty-five percent of the shares subject to the option vested on 3/8/2022 and the balance of the shares vest monthly thereafter for the following 3 years, subject to the reporting person's continued service as of each such vesting date.
Documents
Issuer
Confluent, Inc.
CIK 0001699838
Entity typeother
Related Parties
1- filerCIK 0001567190
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 7:00 PM ET
- Accepted
- Nov 5, 8:00 PM ET
- Size
- 13.7 KB